Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q3 2018 13F Holders as of 30 Sep 2018
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 934,994
- Total 13F value
- $10,890,676
- Share change
- -232,774
- SEC-reported price per share
- $11.64
- Number of holders
- 36
- Value change
- -$2,439,652
- Number of buys
- 13
- Number of sells
- 17
- Shares outstanding
- 13,024,961
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2018
Institutions
36
Top holders
10
PFO full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2018
Previous quarter: Q2 2018
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Ownership snapshot
Top reported holders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Summit X, LLC
Disclosed value leader
Summit X, LLC
Comparable rows
15/15
Latest evidence
30 Jun 2018
13F
Lead comparable stake: 1.7%
Showing 1-6 of 15 holder rows.
Quick read
Summit X, LLC leads the comparable SEC ownership view at 1.7%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Summit X, LLC's linked filing trail.
Comparable ownership
Top 5
Summit X, LLC
1.7%
MORGAN STANLEY
1.1%
WOLVERINE ASSET MANAGEMENT LLC
0.93%
CITY OF LONDON INVESTMENT MANAGEM...
0.43%
ROBINSON CAPITAL MANAGEMENT, LLC
0.4%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Summit X, LLC |
13F
Company
|
1.7%
|
$2,438,000
226,617 shares
|
— | 30 Jun 2018 |
| MORGAN STANLEY |
13F
Company
|
1.1%
|
$1,591,000
148,025 shares
|
— | 30 Jun 2018 |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
Company
|
0.93%
|
$1,307,000
121,645 shares
|
— | 30 Jun 2018 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
0.43%
|
$606,000
56,400 shares
|
— | 30 Jun 2018 |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.4%
|
$554,000
51,547 shares
|
— | 30 Jun 2018 |
| FIFTH THIRD BANCORP |
13F
Company
|
0.36%
|
$504,000
46,926 shares
|
— | 30 Jun 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
36
Shares
934,994
Rows available
36
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
40
Q3 2018 holders
36
Holder diff
-4
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 value | Q3 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend