Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 985,995
- Share change
- -98,824
- Total reported value
- $12,376,117
- Price per share
- $12.55
- Number of holders
- 31
- Value change
- -$1,214,502
- Number of buys
- 9
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 33848E106?
CUSIP 33848E106 identifies PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848E106:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIFTH THIRD BANCORP |
13F
|
Company |
1.3%
|
166,711
|
$1,981,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
142,162
|
$1,689,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.82%
|
106,561
|
$1,268,000 | — | 31 Mar 2017 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.52%
|
67,100
|
$797,000 | — | 31 Mar 2017 | |
| Covington Capital Management |
13F
|
Company |
0.42%
|
54,708
|
$650,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.41%
|
53,647
|
$637,000 | — | 31 Mar 2017 | |
| Parkside Investments, LLC |
13F
|
Company |
0.26%
|
34,200
|
$406,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.24%
|
30,695
|
$365,000 | — | 31 Mar 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.22%
|
28,043
|
$333,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.19%
|
24,896
|
$296,000 | — | 31 Mar 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.17%
|
22,638
|
$267,000 | — | 31 Mar 2017 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
0.13%
|
16,926
|
$201,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.13%
|
16,633
|
$198,000 | — | 31 Mar 2017 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.1%
|
13,086
|
$155,000 | — | 31 Mar 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.1%
|
13,044
|
$155,000 | — | 31 Mar 2017 | |
| Cetera Advisors LLC |
13F
|
Company |
0.1%
|
12,585
|
$151,000 | — | 31 Mar 2017 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.1%
|
12,500
|
$149,000 | — | 31 Mar 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.09%
|
12,290
|
$146,000 | — | 31 Mar 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.08%
|
10,750
|
$128,000 | — | 31 Mar 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.08%
|
10,245
|
$121,000 | — | 31 Mar 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
8,304
|
$99,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
8,231
|
$98,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
3,952
|
$47,000 | — | 31 Mar 2017 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.03%
|
3,817
|
$45,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
3,570
|
$42,000 | — | 31 Mar 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
2,600
|
$30,888 | — | 31 Mar 2017 | |
| Risk Paradigm Group, LLC |
13F
|
Company |
0.02%
|
2,520
|
$29,944 | — | 31 Mar 2017 | |
| Archford Capital Strategies, LLC |
13F
|
Company |
0.02%
|
2,463
|
$29,000 | — | 31 Mar 2017 | |
| Creative Planning |
13F
|
Company |
0.02%
|
2,066
|
$25,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
2,054
|
$24,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,013
|
$24,000 | — | 31 Mar 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,700
|
$20,000 | — | 31 Mar 2017 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q2 2017
As of 30 Jun 2017,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
985,995 shares.
The largest 10 holders included
Summit X, LLC, FIFTH THIRD BANCORP, MORGAN STANLEY, CEDAR HILL ASSOCIATES, LLC, Covington Capital Management, GUGGENHEIM CAPITAL LLC, Invesco Ltd., WELLS FARGO & COMPANY/MN, Parkside Investments, LLC, and US BANCORP \DE\.
This page lists
31
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
33
Q2 2017 holders
31
Holder diff
-2
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.