Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 906,010
- Share change
- +6,838
- Total reported value
- $10,764,832
- Price per share
- $11.88
- Number of holders
- 33
- Value change
- +$115,938
- Number of buys
- 15
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 33848E106?
CUSIP 33848E106 identifies PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848E106:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FIFTH THIRD BANCORP |
13F
|
Company |
1.3%
|
169,626
|
$1,886,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
141,197
|
$1,570,000 | — | 31 Dec 2016 | |
| CEDAR HILL ASSOCIATES, LLC |
13F
|
Company |
0.79%
|
103,200
|
$1,148,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.62%
|
80,152
|
$898,000 | — | 31 Dec 2016 | |
| Covington Capital Management |
13F
|
Company |
0.41%
|
53,208
|
$592,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.34%
|
44,254
|
$492,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.24%
|
30,988
|
$345,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.21%
|
27,000
|
$300,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.17%
|
22,407
|
$249,000 | — | 31 Dec 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.15%
|
20,187
|
$224,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.12%
|
15,904
|
$177,000 | — | 31 Dec 2016 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
0.12%
|
15,702
|
$175,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.11%
|
14,545
|
$162,000 | — | 31 Dec 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.1%
|
13,044
|
$145,000 | — | 31 Dec 2016 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.1%
|
13,041
|
$145,000 | — | 31 Dec 2016 | |
| Cetera Advisors LLC |
13F
|
Company |
0.1%
|
12,585
|
$139,000 | — | 31 Dec 2016 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.1%
|
12,500
|
$139,000 | — | 31 Dec 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.09%
|
12,290
|
$137,000 | — | 31 Dec 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0.09%
|
11,396
|
$127,000 | — | 31 Dec 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.08%
|
10,750
|
$121,000 | — | 31 Dec 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
9,245
|
$102,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
6,774
|
$75,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
4,522
|
$50,000 | — | 31 Dec 2016 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.03%
|
3,817
|
$42,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
3,485
|
$39,000 | — | 31 Dec 2016 | |
| Risk Paradigm Group, LLC |
13F
|
Company |
0.02%
|
2,520
|
$28,022 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0.02%
|
2,066
|
$23,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
2,054
|
$23,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,013
|
$22,000 | — | 31 Dec 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,700
|
$18,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
200
|
$2,000 | — | 31 Dec 2016 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q1 2017
As of 31 Mar 2017,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
906,010 shares.
The largest 10 holders included
FIFTH THIRD BANCORP, MORGAN STANLEY, LPL Financial LLC, CEDAR HILL ASSOCIATES, LLC, Covington Capital Management, GUGGENHEIM CAPITAL LLC, Parkside Investments, LLC, Invesco Ltd., US BANCORP \DE\, and WELLS FARGO & COMPANY/MN.
This page lists
33
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
31
Q1 2017 holders
33
Holder diff
2
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.