Latest Period
Q1 2026
Security Snapshot
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (PFD) Institutional Ownership
CUSIP: 338480106
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
50
Shares (Excl. Options)
3,801,915
Price
$11.18
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- Security type / class
- Equity / Common Stock
- Symbol
- PFD on NYSE
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 3,801,915
- Total 13F value
- $42,545,128
- Portfolio coverage rank
- 0%
- Share change
- +515,238
- Value change
- +$5,675,247
- Number of holders
- 50
- Shares outstanding
- 12,817,641
- SEC-reported price per share
- $11.50
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- PFD - FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock is tracked under CUSIP 338480106.
- 50 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 50 to 21 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $42,545,128 to $5,930,228.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 50 institutions filings for Q1 2026.
Security key
338480106
Latest holder period
Q1 2026
13F holders
50
13D/G owners
1
CIK / CUSIP context first
Open Q1 2026 holders
PFD full holder history
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC SEC filings
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 338480106:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
PFD
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 10% | +24% | $14,760,026 | +$2,636,501 | 1,320,217 | +22% | Sit Investment Associates, Inc. | 31 Mar 2026 |
As of 31 Mar 2026, 50 institutional investors reported holding 3,801,915 shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (PFD). This represents 30% of the company’s total 12,817,641 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
28%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 10% | 1,320,217 | +12% | 0.3% | $14,760,000 |
| CIBC Bancorp USA Inc. | 3.4% | 441,364 | 0.01% | $4,934,450 | |
| MORGAN STANLEY | 2.4% | 302,889 | +3.6% | 0% | $3,386,299 |
| Fiera Capital Corp | 1.3% | 171,420 | -4.7% | 0.01% | $1,916,476 |
| BANK OF AMERICA CORP /DE/ | 1.2% | 157,651 | -2.2% | 0% | $1,762,542 |
| MGO ONE SEVEN LLC | 1.1% | 143,682 | -12% | 0.03% | $1,606,375 |
| UBS Group AG | 0.88% | 112,617 | -8.4% | 0% | $1,259,058 |
| LPL Financial LLC | 0.86% | 109,892 | +23% | 0% | $1,228,596 |
| WELLS FARGO & COMPANY/MN | 0.75% | 96,163 | +12% | 0% | $1,075,100 |
| UMB Bank, n.a. | 0.67% | 86,373 | 0% | 0.01% | $965,650 |
| OSAIC HOLDINGS, INC. | 0.67% | 86,292 | +4% | 0% | $964,741 |
| 1607 Capital Partners, LLC | 0.62% | 79,397 | +40% | 0.06% | $887,658 |
| Smith Asset Management Co., LLC | 0.58% | 74,065 | -30% | 0.71% | $828,047 |
| RAYMOND JAMES FINANCIAL INC | 0.44% | 56,164 | +21% | 0% | $627,916 |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0.43% | 55,073 | 0% | 0.29% | $644,629 |
| ROYAL BANK OF CANADA | 0.38% | 49,217 | -16% | 0% | $550,000 |
| Pathway Financial Advisors LLC | 0.38% | 48,196 | 0% | 0.07% | $541,721 |
| Calamos Advisors LLC | 0.3% | 38,383 | -45% | 0% | $429,122 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.29% | 37,319 | -4.3% | 0% | $417,220 |
| GUGGENHEIM CAPITAL LLC | 0.26% | 32,828 | -0.62% | 0% | $367,017 |
| Bridgewealth Advisory Group, LLC | 0.2% | 25,590 | 0% | 0.06% | $286,100 |
| CARY STREET PARTNERS FINANCIAL LLC | 0.18% | 22,735 | -1.7% | 0.01% | $254,177 |
| Beacon Pointe Advisors, LLC | 0.16% | 19,889 | 0% | $222,364 | |
| LongView Wealth Management | 0.14% | 17,670 | -14% | 0.05% | $203,205 |
| WEDBUSH SECURITIES INC | 0.14% | 17,500 | -5.4% | 0.01% | $196,000 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q1 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 510,233 | $5,930,228 | +$107,808 | $11.63 | 21 |
| 2026 Q1 | 3,801,915 | $42,545,128 | +$5,675,247 | $11.18 | 50 |
| 2025 Q4 | 3,736,813 | $44,297,919 | +$2,444,974 | $11.87 | 49 |
| 2025 Q3 | 3,530,103 | $42,316,588 | +$6,587,493 | $12.02 | 52 |
| 2025 Q2 | 2,991,423 | $33,835,220 | +$1,750,229 | $11.31 | 47 |
| 2025 Q1 | 2,856,103 | $31,727,469 | +$1,243,828 | $11.22 | 48 |
| 2024 Q4 | 2,748,558 | $30,880,988 | +$1,367,392 | $11.24 | 47 |
| 2024 Q3 | 2,509,883 | $29,969,013 | +$2,732,609 | $11.95 | 45 |
| 2024 Q2 | 2,364,844 | $24,681,801 | +$2,916,543 | $10.44 | 45 |
| 2024 Q1 | 2,091,961 | $22,168,554 | +$4,264,378 | $10.61 | 43 |
| 2023 Q4 | 1,692,880 | $16,738,484 | +$972,522 | $9.88 | 43 |
| 2023 Q3 | 1,570,327 | $14,330,066 | +$334,280 | $9.13 | 41 |
| 2023 Q2 | 1,513,858 | $14,925,230 | +$239,034 | $9.86 | 33 |
| 2023 Q1 | 1,490,200 | $15,799,603 | +$1,355,065 | $10.61 | 40 |
| 2022 Q4 | 1,357,847 | $15,087,991 | +$1,559,299 | $11.11 | 41 |
| 2022 Q3 | 1,228,153 | $13,026,713 | +$2,120,042 | $10.61 | 36 |
| 2022 Q2 | 1,026,674 | $12,887,900 | -$612,374 | $12.55 | 36 |
| 2022 Q1 | 1,081,943 | $14,962,464 | +$1,868,087 | $13.86 | 43 |
| 2021 Q4 | 923,216 | $16,156,219 | +$1,501,793 | $17.50 | 43 |
| 2021 Q3 | 882,823 | $13,869,538 | -$4,361,746 | $15.75 | 41 |
| 2021 Q2 | 1,155,258 | $19,286,537 | -$146,620 | $16.69 | 44 |
| 2021 Q1 | 1,161,688 | $20,584,058 | +$95,838 | $17.71 | 41 |
| 2020 Q4 | 1,151,653 | $21,815,349 | +$5,527,482 | $18.95 | 41 |
| 2020 Q3 | 818,063 | $13,498,147 | +$694,832 | $16.50 | 32 |
| 2020 Q2 | 775,709 | $11,265,608 | +$949,945 | $14.52 | 32 |