Security Snapshot

FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (PFD) Institutional Ownership

CUSIP: 338480106

13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026

Latest Period

Q2 2026

Institutions Reporting

51

Shares (Excl. Options)

3,983,746

Price

$11.63

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Latest holder snapshot 5 signals
Portfolio coverage rank
0%
Share change
+181,831
Value change
+$2,129,300
Number of holders
51
Issuer context Names, identifiers, and filing context for this profile. 2 identity fields
Shares outstanding
12,817,641
SEC-reported price per share
$11.29
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors

Key facts

  • PFD - FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock is tracked under CUSIP 338480106.
  • 51 institutions reported positions in Q2 2026.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 50 to 51 between Q1 2026 and Q2 2026.
  • SEC-reported value moved from $42,545,128 to $46,327,444.

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 51 institutions filings for Q2 2026.

Open SEC evidence

Security key

338480106

Latest holder period

Q2 2026

13F holders

51

13D/G owners

1

CIK / CUSIP context first

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
1
Security
PFD
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 10% +24% $14,760,026 +$2,636,501 1,320,217 +22% Sit Investment Associates, Inc. 31 Mar 2026

As of 30 Jun 2026, 51 institutional investors reported holding 3,983,746 shares of FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (PFD). This represents 31% of the company’s total 12,817,641 outstanding shares.

13F concentration

Top 25 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
29%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
SIT INVESTMENT ASSOCIATES INC 11% 1,462,183 +11% 0.32% $17,005,000
CIBC Bancorp USA Inc. 3.4% 441,364 0% 0.01% $5,133,063
MORGAN STANLEY 2.3% 297,511 -1.8% 0% $3,460,053
Fiera Capital Corp 1.4% 177,117 +3.3% 0.01% $2,059,871
BANK OF AMERICA CORP /DE/ 1.2% 157,980 +0.21% 0% $1,837,302
MGO ONE SEVEN LLC 1.1% 141,315 -1.6% 0.03% $1,643,496
UBS Group AG 0.9% 115,966 +3% 0% $1,348,685
LPL Financial LLC 0.85% 109,007 -0.81% 0% $1,267,749
WELLS FARGO & COMPANY/MN 0.73% 93,148 -3.1% 0% $1,083,310
UMB Bank, n.a. 0.67% 86,373 0% 0.01% $1,004,518
OSAIC HOLDINGS, INC. 0.67% 85,433 -1% 0% $993,585
Smith Asset Management Co., LLC 0.57% 72,668 -1.9% 0.66% $845,129
FIDUCIARY FINANCIAL ADVISORS 0.47% 60,582 0.07% $704,568
RAYMOND JAMES FINANCIAL INC 0.46% 58,868 +4.8% 0% $684,632
ROBINSON CAPITAL MANAGEMENT, LLC 0.43% 55,073 0% 0.28% $640,499
1607 Capital Partners, LLC 0.38% 49,004 -38% 0.05% $569,917
Pathway Financial Advisors LLC 0.37% 46,996 -2.5% 0.06% $544,212
ROYAL BANK OF CANADA 0.33% 42,868 -13% 0% $499,000
Calamos Advisors LLC 0.32% 41,125 +7.1% 0% $478,284
COMMONWEALTH EQUITY SERVICES, LLC 0.29% 36,829 -1.3% 0% $428,320
GUGGENHEIM CAPITAL LLC 0.26% 33,048 +0.67% 0% $384,349
Bridgewealth Advisory Group, LLC 0.2% 25,590 0% 0.06% $297,616
CreativeOne Wealth, LLC 0.18% 23,199 +36% 0.01% $269,804
Capital Investment Advisors, LLC 0.18% 22,651 +43% 0% $263,428
CARY STREET PARTNERS FINANCIAL LLC 0.16% 20,083 -12% 0.01% $233,565

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
50
Latest
Q2 2026
Rows shown
1-25 of 50
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q2 3,983,746 $46,327,444 +$2,129,300 $11.63 51
2026 Q1 3,801,915 $42,545,128 +$5,675,247 $11.18 50
2025 Q4 3,736,813 $44,297,919 +$2,444,974 $11.87 49
2025 Q3 3,530,103 $42,316,588 +$6,587,493 $12.02 52
2025 Q2 2,991,423 $33,835,220 +$1,750,229 $11.31 47
2025 Q1 2,856,103 $31,727,469 +$1,243,828 $11.22 48
2024 Q4 2,748,558 $30,880,988 +$1,367,392 $11.24 47
2024 Q3 2,509,883 $29,969,013 +$2,732,609 $11.95 45
2024 Q2 2,364,844 $24,681,801 +$2,916,543 $10.44 45
2024 Q1 2,091,961 $22,168,554 +$4,264,378 $10.61 43
2023 Q4 1,692,880 $16,738,484 +$972,522 $9.88 43
2023 Q3 1,570,327 $14,330,066 +$334,280 $9.13 41
2023 Q2 1,513,858 $14,925,230 +$239,034 $9.86 33
2023 Q1 1,490,200 $15,799,603 +$1,355,065 $10.61 40
2022 Q4 1,357,847 $15,087,991 +$1,559,299 $11.11 41
2022 Q3 1,228,153 $13,026,713 +$2,120,042 $10.61 36
2022 Q2 1,026,674 $12,887,900 -$612,374 $12.55 36
2022 Q1 1,081,943 $14,962,464 +$1,868,087 $13.86 43
2021 Q4 923,216 $16,156,219 +$1,501,793 $17.50 43
2021 Q3 882,823 $13,869,538 -$4,361,746 $15.75 41
2021 Q2 1,155,258 $19,286,537 -$146,620 $16.69 44
2021 Q1 1,161,688 $20,584,058 +$95,838 $17.71 41
2020 Q4 1,151,653 $21,815,349 +$5,527,482 $18.95 41
2020 Q3 818,063 $13,498,147 +$694,832 $16.50 32
2020 Q2 775,709 $11,265,608 +$949,945 $14.52 32
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