Security key
338480106
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (PFD)
CUSIP: 338480106
Q4 2023 13F Holders as of 31 Dec 2023
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 1,692,880
- Total 13F value
- $16,738,484
- Share change
- +92,116
- SEC-reported price per share
- $9.88
- Number of holders
- 43
- Value change
- +$972,522
- Number of buys
- 19
- Number of sells
- 20
- Shares outstanding
- 12,817,641
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2023
Institutions
43
Top holders
10
PFD full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338480106
Recent filing periods:
Ownership snapshot
Top reported holders of PFD - FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Raymond James Financial S...
Disclosed value leader
Raymond James Financial S...
Comparable rows
15/15
Latest evidence
30 Sep 2023
13F
Lead comparable stake: 2%
Showing 1-6 of 15 holder rows.
Quick read
Raymond James Financial Services Advisors, Inc. leads the comparable SEC ownership view at 2%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Raymond James Financial Services Advisors, Inc.'s linked filing trail.
Comparable ownership
Top 5
Raymond James Financial Services ...
2%
MORGAN STANLEY
1.7%
UBS Group AG
1.4%
WOLVERINE ASSET MANAGEMENT LLC
0.89%
OSAIC HOLDINGS, INC.
0.8%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
2%
|
$2,333,672
255,605 shares
|
— | 30 Sep 2023 |
| MORGAN STANLEY |
13F
Company
|
1.7%
|
$2,037,824
223,200 shares
|
— | 30 Sep 2023 |
| UBS Group AG |
13F
Company
|
1.4%
|
$1,625,587
178,049 shares
|
— | 30 Sep 2023 |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
Company
|
0.89%
|
$1,041,276
114,050 shares
|
— | 30 Sep 2023 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0.8%
|
$937,740
102,712 shares
|
— | 30 Sep 2023 |
| CENTAURUS FINANCIAL, INC. |
13F
Company
|
0.8%
|
$932,000
102,053 shares
|
— | 30 Sep 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
43
Shares
1,692,880
Rows available
43
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2023 vs Q1 2026 Across Filers
Q1 2026 holders
50
Q4 2023 holders
43
Holder diff
-7
| Investor | Q1 2026 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q1 2026 value | Q4 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend