Security key
338480106
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (PFD)
CUSIP: 338480106
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 818,063
- Total 13F value
- $13,498,147
- Share change
- +37,677
- SEC-reported price per share
- $16.50
- Number of holders
- 32
- Value change
- +$694,832
- Number of buys
- 13
- Number of sells
- 14
- Shares outstanding
- 12,817,641
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2020
Institutions
32
Top holders
10
PFD full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338480106
Recent filing periods:
Ownership snapshot
Top reported holders of PFD - FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
15/15
Latest evidence
30 Jun 2020
13F
Lead comparable stake: 1.8%
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY leads the comparable SEC ownership view at 1.8%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Comparable ownership
Top 5
MORGAN STANLEY
1.8%
WELLS FARGO & COMPANY/MN
0.7%
Private Wealth Strategies, L.L.C.
0.64%
UBS Group AG
0.47%
ROYAL BANK OF CANADA
0.34%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
1.8%
|
$3,373,000
232,292 shares
|
— | 30 Jun 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.7%
|
$1,309,000
90,149 shares
|
— | 30 Jun 2020 |
| Private Wealth Strategies, L.L.C. |
13F
Company
|
0.64%
|
$1,190,000
81,975 shares
|
— | 30 Jun 2020 |
| UBS Group AG |
13F
Company
|
0.47%
|
$881,000
60,675 shares
|
— | 30 Jun 2020 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.34%
|
$629,000
43,293 shares
|
— | 30 Jun 2020 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0.27%
|
$508,000
35,092 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
32
Shares
818,063
Rows available
32
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q1 2026 Across Filers
Q1 2026 holders
50
Q3 2020 holders
32
Holder diff
-18
| Investor | Q1 2026 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend