Security key
338478100
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)
CUSIP: 338478100
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 48,175,150
- Total 13F shares
- 5,278,832
- Share change
- +292,665
- Total reported value
- $101,973,028
- Price per share
- $19.31
- Number of holders
- 66
- Value change
- +$5,649,458
- Number of buys
- 35
- Number of sells
- 13
Report period
Q3 2014
Institutions
66
Top holders
10
FFC full security history
Newer quarter: Q4 2014
Previous quarter: Q2 2014
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338478100
Recent filing periods:
Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS AG |
13F
|
Company |
1.2%
|
565,721
|
$11,088,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
511,506
|
$10,025,000 | — | 30 Jun 2014 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.91%
|
437,422
|
$8,573,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.9%
|
434,518
|
$8,516,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.79%
|
379,099
|
$7,430,000 | — | 30 Jun 2014 | |
| MID CONTINENT CAPITAL LLC/IL |
13F
|
Company |
0.59%
|
283,960
|
$5,566,000 | — | 30 Jun 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.59%
|
282,392
|
$5,535,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.53%
|
257,500
|
$5,047,000 | — | 30 Jun 2014 | |
| NWAM LLC |
13F
|
Company |
0.45%
|
217,515
|
$4,263,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.37%
|
176,923
|
$3,468,000 | — | 30 Jun 2014 | |
| Covington Capital Management |
13F
|
Company |
0.35%
|
168,624
|
$3,285,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.28%
|
134,887
|
$2,644,000 | — | 30 Jun 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.28%
|
134,601
|
$2,638,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.25%
|
120,841
|
$2,368,000 | — | 30 Jun 2014 | |
| Index Management Solutions, LLC |
13F
|
Company |
0.2%
|
98,478
|
$1,930,000 | — | 30 Jun 2014 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
0.2%
|
97,318
|
$1,907,000 | — | 30 Jun 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.18%
|
86,630
|
$1,698,000 | — | 30 Jun 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0.16%
|
76,911
|
$1,507,000 | — | 30 Jun 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.15%
|
74,592
|
$1,466,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.11%
|
51,342
|
$1,006,000 | — | 30 Jun 2014 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.09%
|
44,625
|
$875,000 | — | 30 Jun 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.06%
|
27,325
|
$536,000 | — | 30 Jun 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
26,225
|
$514,000 | — | 30 Jun 2014 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.05%
|
22,112
|
$433,000 | — | 30 Jun 2014 | |
| Montecito Bank & Trust |
13F
|
Company |
0.05%
|
21,699
|
$425,000 | — | 30 Jun 2014 | |
| Cetera Advisors LLC |
13F
|
Company |
0.04%
|
21,159
|
$416,000 | — | 30 Jun 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.04%
|
21,092
|
$413,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.04%
|
20,187
|
$395,657 | — | 30 Jun 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.04%
|
19,568
|
$384,000 | — | 30 Jun 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.04%
|
18,144
|
$356,000 | — | 30 Jun 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
17,090
|
$336,000 | — | 30 Jun 2014 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.03%
|
15,669
|
$307,000 | — | 30 Jun 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.03%
|
15,000
|
$294,000 | — | 30 Jun 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.03%
|
12,850
|
$252,000 | — | 30 Jun 2014 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.03%
|
12,098
|
$237,000 | — | 30 Jun 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.05%
|
22,542
|
$221,137 | — | 30 Jun 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.02%
|
10,351
|
$203,000 | — | 30 Jun 2014 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.02%
|
10,495
|
$199,000 | — | 30 Jun 2014 | |
| Global Endowment Management, LP |
13F
|
Company |
0.02%
|
10,000
|
$196,000 | — | 30 Jun 2014 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.01%
|
5,328
|
$104,000 | — | 30 Jun 2014 | |
| People's United Financial, Inc. |
13F
|
Company |
0.01%
|
4,954
|
$97,000 | — | 30 Jun 2014 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.01%
|
4,406
|
$86,358 | — | 30 Jun 2014 | |
| Gary Goldberg Planning Services Inc |
13F
|
Company |
0.01%
|
4,190
|
$82,000 | — | 30 Jun 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
2,926
|
$57,000 | — | 30 Jun 2014 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.01%
|
2,781
|
$55,000 | — | 30 Jun 2014 | |
| PRIVATE TRUST CO NA |
13F
|
Company |
0%
|
2,100
|
$41,000 | — | 30 Jun 2014 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0%
|
1,770
|
$35,000 | — | 30 Jun 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
1,650
|
$32,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
1,230
|
$24,000 | — | 30 Jun 2014 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0%
|
1,100
|
$22,000 | — | 30 Jun 2014 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q3 2014
As of 30 Sep 2014,
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by
66 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,278,832 shares.
The largest 10 holders included
UBS AG, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, Oxbow Advisors, LLC, BANK OF AMERICA CORP /DE/, MID CONTINENT CAPITAL LLC/IL, COHEN & STEERS INC, Invesco Ltd., NWAM LLC, and LPL Financial LLC.
This page lists
66
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
62
Q3 2014 holders
66
Holder diff
4
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.