Security key
338478100
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)
CUSIP: 338478100
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 48,175,150
- Total 13F shares
- 5,021,010
- Share change
- +562,542
- Total reported value
- $97,712,760
- Price per share
- $19.60
- Number of holders
- 62
- Value change
- +$11,059,198
- Number of buys
- 25
- Number of sells
- 20
Report period
Q2 2014
Institutions
62
Top holders
10
FFC full security history
Newer quarter: Q3 2014
Previous quarter: Q1 2014
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338478100
Recent filing periods:
Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
537,572
|
$10,337,000 | — | 31 Mar 2014 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.91%
|
436,511
|
$8,394,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.78%
|
375,586
|
$7,222,000 | — | 31 Mar 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.68%
|
325,656
|
$6,262,000 | — | 31 Mar 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.66%
|
318,332
|
$6,123,000 | — | 31 Mar 2014 | |
| MID CONTINENT CAPITAL LLC/IL |
13F
|
Company |
0.6%
|
289,335
|
$5,564,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.56%
|
271,097
|
$5,214,000 | — | 31 Mar 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.52%
|
248,844
|
$4,785,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.37%
|
177,204
|
$3,408,000 | — | 31 Mar 2014 | |
| Covington Capital Management |
13F
|
Company |
0.36%
|
172,378
|
$3,315,000 | — | 31 Mar 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.28%
|
136,011
|
$2,615,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.27%
|
130,029
|
$2,500,000 | — | 31 Mar 2014 | |
| NWAM LLC |
13F
|
Company |
0.27%
|
129,092
|
$2,482,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.25%
|
120,265
|
$2,313,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.18%
|
86,324
|
$1,660,000 | — | 31 Mar 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0.16%
|
75,148
|
$1,445,000 | — | 31 Mar 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.13%
|
60,290
|
$1,167,000 | — | 31 Mar 2014 | |
| Index Management Solutions, LLC |
13F
|
Company |
0.1%
|
50,256
|
$966,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.1%
|
47,148
|
$907,000 | — | 31 Mar 2014 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.09%
|
44,625
|
$858,000 | — | 31 Mar 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.07%
|
34,198
|
$6,576 | — | 31 Mar 2014 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.07%
|
32,793
|
$631,000 | — | 31 Mar 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.07%
|
31,862
|
$622,000 | — | 31 Mar 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
26,299
|
$506,000 | — | 31 Mar 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.05%
|
25,746
|
$495,000 | — | 31 Mar 2014 | |
| Montecito Bank & Trust |
13F
|
Company |
0.05%
|
21,699
|
$417,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.04%
|
20,395
|
$392,191 | — | 31 Mar 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.04%
|
19,517
|
$375,312 | — | 31 Mar 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.04%
|
18,144
|
$349,000 | — | 31 Mar 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.04%
|
17,962
|
$345,000 | — | 31 Mar 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
16,690
|
$321,000 | — | 31 Mar 2014 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.03%
|
15,669
|
$301,000 | — | 31 Mar 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.03%
|
15,000
|
$288,000 | — | 31 Mar 2014 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.03%
|
12,169
|
$234,016 | — | 31 Mar 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.03%
|
12,090
|
$232,000 | — | 31 Mar 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.02%
|
11,927
|
$229,000 | — | 31 Mar 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.02%
|
11,271
|
$217,000 | — | 31 Mar 2014 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.02%
|
10,495
|
$205,000 | — | 31 Mar 2014 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.02%
|
10,152
|
$197,000 | — | 31 Mar 2014 | |
| Global Endowment Management, LP |
13F
|
Company |
0.02%
|
10,000
|
$192,000 | — | 31 Mar 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
8,655
|
$166,000 | — | 31 Mar 2014 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.01%
|
5,328
|
$102,000 | — | 31 Mar 2014 | |
| People's United Financial, Inc. |
13F
|
Company |
0.01%
|
4,954
|
$95,000 | — | 31 Mar 2014 | |
| Creative Planning |
13F
|
Company |
0.01%
|
4,555
|
$88,000 | — | 31 Mar 2014 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.01%
|
4,406
|
$84,727 | — | 31 Mar 2014 | |
| Gary Goldberg Planning Services Inc |
13F
|
Company |
0.01%
|
4,100
|
$79,000 | — | 31 Mar 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
2,926
|
$56,000 | — | 31 Mar 2014 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.01%
|
2,781
|
$53,000 | — | 31 Mar 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
2,250
|
$44,000 | — | 31 Mar 2014 | |
| PRIVATE TRUST CO NA |
13F
|
Company |
0%
|
2,100
|
$40,000 | — | 31 Mar 2014 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q2 2014
As of 30 Jun 2014,
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by
62 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,021,010 shares.
The largest 10 holders included
UBS AG, MORGAN STANLEY, Oxbow Advisors, LLC, BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, MID CONTINENT CAPITAL LLC/IL, COHEN & STEERS INC, Invesco Ltd., NWAM LLC, and LPL Financial LLC.
This page lists
62
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
64
Q2 2014 holders
62
Holder diff
-2
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.