FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

Historical Holders from Q2 2020 to Q3 2025

Symbol
HSMV
Type / Class
Equity / First Trust Horizon Managed Volatility Small/Mid ETF
Shares outstanding
751,686
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares, excl. options
876,337
Holdings value
$31,875,395
% of all portfolios
0%
Number of holders
17
Number of buys
9
Number of sells
-5
Average buys %
+0%
Average sells %
-0%
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Bank of New York Mellon Corp 17.2% -22% $4,684,177 -$114,414 129,290 -2.4% Bank of New York Mellon Corp 30 Sep 2025

Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q3 876,337 $31,875,395 +$5,929,042 $36.37 17
2025 Q2 723,243 $25,925,440 -$245,066 $35.85 17
2025 Q1 763,110 $27,479,943 -$25,965 $36.01 19
2024 Q4 763,817 $27,349,654 -$126,562 $35.81 18
2024 Q3 759,637 $27,825,045 +$1,321,952 $36.63 19
2024 Q2 723,586 $24,145,118 +$135,739 $33.37 16
2024 Q1 719,450 $24,428,557 +$275,559 $33.95 18
2023 Q4 714,660 $22,913,190 -$1,614,524 $32.1 17
2023 Q3 758,865 $22,357,268 -$294,132 $29.46 17
2023 Q2 751,637 $23,270,923 +$930 $30.96 16
2023 Q1 751,608 $23,189,280 +$4,522,722 $30.85 15
2022 Q4 605,618 $18,784,584 +$4,702,821 $31.03 14
2022 Q3 454,161 $12,752,000 +$2,608 $28.08 10
2022 Q2 453,471 $13,463,000 +$45,815 $29.69 9
2022 Q1 452,209 $15,019,000 +$1,754,430 $33.21 9
2021 Q4 396,744 $13,771,000 +$200,680 $34.71 7
2021 Q3 391,253 $12,513,000 -$272,220 $31.98 8
2021 Q2 399,752 $12,938,000 +$692,129 $32.36 8
2021 Q1 378,386 $11,872,000 -$1,810,361 $31.38 8
2020 Q4 436,095 $12,333,000 -$1,469,607 $28.29 8
2020 Q3 497,863 $12,073,000 -$2,877,506 $24.25 8
2020 Q2 616,498 $14,912,000 +$14,912,000 $24.19 5