Latest Period
Q1 2026
Security Snapshot
FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) Institutional Ownership
CUSIP: 33741Y100
13F Institutional Holders and Ownership History from Q2 2020 to Q2 2026
Institutions Reporting
16
Shares (Excl. Options)
945,091
Price
$36.17
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- Security type / class
- Equity / First Trust Horizon Managed Volatility Small/Mid ETF
- Symbol
- HSMV
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 945,091
- Total 13F value
- $34,183,882
- Portfolio coverage rank
- 0%
- Share change
- +5,540
- Value change
- +$203,280
- Number of holders
- 16
- Shares outstanding
- 751,686
- SEC-reported price per share
- $38.26
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- HSMV - FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF is tracked under CUSIP 33741Y100.
- 16 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 16 to 2 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $34,183,882 to $299,664.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 16 institutions filings for Q1 2026.
Security key
33741Y100
Latest holder period
Q1 2026
13F holders
16
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33741Y100:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
HSMV
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Bank of New York Mellon Corp | 17% | -22% | $4,684,177 | -$114,414 | 129,290 | -2.4% | Bank of New York Mellon Corp | 30 Sep 2025 |
As of 31 Mar 2026, 16 institutional investors reported holding 945,091 shares of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV). This represents 126% of the company’s total 751,686 outstanding shares.
13F concentration
Top 17 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
126%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | 29% | 221,618 | +4.9% | 0% | $8,015,915 |
| Cetera Investment Advisers | 25% | 184,609 | +5.2% | 0.01% | $6,677,304 |
| LPL Financial LLC | 23% | 171,828 | +5.4% | 0% | $6,214,996 |
| Cambridge Investment Research Advisors, Inc. | 20% | 153,022 | +1.5% | 0.01% | $5,535,000 |
| Bank of New York Mellon Corp | 19% | 143,413 | +4.6% | 0% | $5,187,233 |
| Orion Porfolio Solutions, LLC | 3.8% | 28,353 | -2.4% | 0.01% | $1,025,525 |
| PRINCIPAL SECURITIES, INC. | 2.2% | 16,550 | +6.9% | 0.01% | $598,611 |
| Tower Research Capital LLC (TRC) | 1.8% | 13,157 | -65% | 0.01% | $475,887 |
| CERTIOR FINANCIAL GROUP, LLC | 1% | 7,830 | -5% | 0.18% | $283,225 |
| OSAIC HOLDINGS, INC. | 0.5% | 3,727 | +6.4% | 0% | $134,807 |
| ROYAL BANK OF CANADA | 0.05% | 339 | 0% | $12,000 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0.04% | 286 | 0% | 0% | $10,395 |
| Truvestments Capital LLC | 0.03% | 227 | 0% | 0% | $8,211 |
| Horizon Investments, LLC | 0.02% | 128 | +100% | 0% | $4,630 |
| UBS Group AG | 0% | 3 | -100% | 0% | $109 |
| Russell Investments Group, Ltd. | 0% | 1 | 0% | 0% | $34 |
| Envestnet Portfolio Solutions, Inc. | 0% | 0 | -100% | $0 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
25
Latest
Q1 2026
Rows shown
1-25 of 25
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 7,830 | $299,664 | -$5,545,946 | $38.26 | 2 |
| 2026 Q1 | 945,091 | $34,183,882 | +$203,280 | $36.17 | 16 |
| 2025 Q4 | 939,551 | $33,494,987 | +$2,248,182 | $35.65 | 16 |
| 2025 Q3 | 876,337 | $31,875,395 | +$5,929,042 | $36.37 | 17 |
| 2025 Q2 | 723,243 | $25,925,440 | -$245,066 | $35.85 | 17 |
| 2025 Q1 | 763,110 | $27,479,943 | -$25,965 | $36.01 | 19 |
| 2024 Q4 | 763,817 | $27,349,654 | -$126,562 | $35.81 | 18 |
| 2024 Q3 | 759,637 | $27,825,045 | +$1,321,952 | $36.63 | 19 |
| 2024 Q2 | 723,586 | $24,145,118 | +$135,739 | $33.37 | 16 |
| 2024 Q1 | 719,450 | $24,428,557 | +$275,559 | $33.95 | 18 |
| 2023 Q4 | 714,660 | $22,913,190 | -$1,614,524 | $32.10 | 17 |
| 2023 Q3 | 758,865 | $22,357,268 | -$294,132 | $29.46 | 17 |
| 2023 Q2 | 751,637 | $23,270,923 | +$930 | $30.96 | 16 |
| 2023 Q1 | 751,608 | $23,189,280 | +$4,522,722 | $30.85 | 15 |
| 2022 Q4 | 605,618 | $18,784,584 | +$4,702,821 | $31.03 | 14 |
| 2022 Q3 | 454,161 | $12,752,000 | +$2,608 | $28.08 | 10 |
| 2022 Q2 | 453,471 | $13,463,000 | +$45,815 | $29.69 | 9 |
| 2022 Q1 | 452,209 | $15,019,000 | +$1,754,430 | $33.21 | 9 |
| 2021 Q4 | 396,744 | $13,771,000 | +$200,680 | $34.71 | 7 |
| 2021 Q3 | 391,253 | $12,513,000 | -$272,220 | $31.98 | 8 |
| 2021 Q2 | 399,752 | $12,938,000 | +$692,129 | $32.36 | 8 |
| 2021 Q1 | 378,386 | $11,872,000 | -$1,810,361 | $31.38 | 8 |
| 2020 Q4 | 436,095 | $12,333,000 | -$1,469,607 | $28.29 | 8 |
| 2020 Q3 | 497,863 | $12,073,000 | -$2,877,506 | $24.25 | 8 |
| 2020 Q2 | 616,498 | $14,912,000 | +$14,912,000 | $24.19 | 5 |