Q1 2021 13F Holders as of 31 Mar 2021
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Type / Class
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Equity / First Trust Horizon Managed Volatility Small/Mid ETF
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Shares outstanding
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751,686
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Number of holders
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8
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Total 13F shares, excl. options
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378,386
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Shares change
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-57,709
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Total reported value, excl. options
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$11,872,000
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Value change
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-$1,810,361
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Number of buys
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3
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Number of sells
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-5
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Price
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$31.38
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) as of Q1 2021
8 filings reported holding HSMV - FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF as of Q1 2021.
FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) has 8 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 378,386 shares
of 751,686 outstanding shares and own 50.34% of the company stock.
Largest 8 shareholders include Cambridge Investment Research Advisors, Inc. (155,993 shares), ENVESTNET ASSET MANAGEMENT INC (116,990 shares), Orion Portfolio Solutions, LLC (37,994 shares), CITADEL ADVISORS LLC (36,929 shares), Tower Research Capital LLC (TRC) (29,061 shares), UBS Group AG (1,012 shares), Holloway Wealth Management, LLC (335 shares), and ADVISOR GROUP HOLDINGS, INC. (72 shares).
This table shows the top 8 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.