FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

CUSIP: 33741Y100

Q4 2020 13F Holders as of 31 Dec 2020

Type / Class
Equity / First Trust Horizon Managed Volatility Small/Mid ETF
Shares outstanding
751,686
Total 13F shares
436,095
Share change
-51,749
Total reported value
$12,333,000
Price per share
$28.29
Number of holders
8
Value change
-$1,469,607
Number of buys
2
Number of sells
6

Quarterly Holders Quick Answers

What is CUSIP 33741Y100?
CUSIP 33741Y100 identifies HSMV - FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) as of Q4 2020

As of 31 Dec 2020, FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) was held by 8 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 436,095 shares. The largest 8 holders included Cambridge Investment Research Advisors, Inc., ENVESTNET ASSET MANAGEMENT INC, Orion Portfolio Solutions, LLC, CITADEL ADVISORS LLC, Tower Research Capital LLC (TRC), Holloway Wealth Management, LLC, UBS Group AG, and ADVISOR GROUP HOLDINGS, INC.. This page lists 8 institutional shareholders reporting positions in this security for the Q4 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.