Q3 2021 13F Holders as of 30 Sep 2021
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Type / Class
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Equity / First Trust Horizon Managed Volatility Small/Mid ETF
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Shares outstanding
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751,686
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Number of holders
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8
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Total 13F shares, excl. options
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391,253
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Shares change
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-8,499
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Total reported value, excl. options
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$12,513,000
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Value change
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-$272,220
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Number of buys
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2
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Number of sells
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-3
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Price
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$31.98
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) as of Q3 2021
8 filings reported holding HSMV - FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF as of Q3 2021.
FIRST TRUST EXCHANGE-TRADED FUND III - First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) has 8 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 391,253 shares
of 751,686 outstanding shares and own 52.05% of the company stock.
Largest 8 shareholders include Cambridge Investment Research Advisors, Inc. (154,874 shares), ENVESTNET ASSET MANAGEMENT INC (145,687 shares), Orion Portfolio Solutions, LLC (42,581 shares), CITADEL ADVISORS LLC (36,906 shares), AVANTAX ADVISORY SERVICES, INC. (7,079 shares), Tower Research Capital LLC (TRC) (3,719 shares), Holloway Wealth Management, LLC (335 shares), and ADVISOR GROUP HOLDINGS, INC. (72 shares).
This table shows the top 8 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.