Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3.13M
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Number of holders
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30
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Total 13F shares, excl. options
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1.12M
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Shares change
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+289K
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Total reported value, excl. options
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$34.7M
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Value change
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+$8.96M
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Number of buys
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16
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Number of sells
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-14
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Price
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$30.86
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q3 2016
33 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q3 2016.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 30 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.12M shares
of 3.13M outstanding shares and own 35.96% of the company stock.
Largest 10 shareholders include BB&T SECURITIES, LLC (247K shares), MORGAN STANLEY (229K shares), WELLS FARGO & COMPANY/MN (170K shares), RAYMOND JAMES & ASSOCIATES (96.2K shares), LPL Financial LLC (76.6K shares), BANK OF AMERICA CORP /DE/ (51.4K shares), Advisor Group, Inc. (35.1K shares), BENJAMIN F. EDWARDS & COMPANY, INC. (34.1K shares), Cornerstone Wealth Management, LLC (18.4K shares), and Sequent Asset Management, LLC (16.4K shares).
This table shows the top 30 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.