Q3 2016 13F Holders as of 30 Sep 2016
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3,125,353
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Number of holders
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30
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Total 13F shares, excl. options
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1,123,772
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Shares change
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+289,289
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Total reported value, excl. options
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$34,666,000
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Value change
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+$8,963,926
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Number of buys
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16
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Number of sells
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-14
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Price
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$30.86
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q3 2016
33 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q3 2016.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 30 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,123,772 shares
of 3,125,353 outstanding shares and own 35.96% of the company stock.
Largest 10 shareholders include BB&T SECURITIES, LLC (247,418 shares), MORGAN STANLEY (228,836 shares), WELLS FARGO & COMPANY/MN (169,579 shares), RAYMOND JAMES & ASSOCIATES (96,187 shares), LPL Financial LLC (76,564 shares), BANK OF AMERICA CORP /DE/ (51,426 shares), Advisor Group, Inc. (35,149 shares), BENJAMIN F. EDWARDS & COMPANY, INC. (34,125 shares), Cornerstone Wealth Management, LLC (18,385 shares), and Sequent Asset Management, LLC (16,379 shares).
This table shows the top 30 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.