Q4 2016 13F Holders as of 31 Dec 2016
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3,125,353
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Number of holders
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37
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Total 13F shares, excl. options
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1,290,267
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Shares change
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+165,887
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Total reported value, excl. options
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$43,978,000
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Value change
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+$5,795,706
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Number of buys
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18
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Number of sells
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-14
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Price
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$34.83
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q4 2016
38 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q4 2016.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 37 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,290,267 shares
of 3,125,353 outstanding shares and own 41.28% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (263,151 shares), BB&T SECURITIES, LLC (247,418 shares), WELLS FARGO & COMPANY/MN (172,161 shares), BANK OF AMERICA CORP /DE/ (83,893 shares), LPL Financial LLC (83,439 shares), RAYMOND JAMES & ASSOCIATES (70,083 shares), Jaffetilchin Investment Partners, LLC (36,600 shares), Cambridge Investment Research Advisors, Inc. (34,245 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (32,840 shares), and BENJAMIN F. EDWARDS & COMPANY, INC. (29,047 shares).
This table shows the top 37 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.