Q2 2016 13F Holders as of 30 Jun 2016
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3,125,353
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Number of holders
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32
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Total 13F shares, excl. options
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965,767
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Shares change
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-65,038
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Total reported value, excl. options
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$27,333,000
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Value change
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-$1,833,802
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Number of buys
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17
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Number of sells
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-12
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Price
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$28.32
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q2 2016
35 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q2 2016.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 32 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 965,767 shares
of 3,125,353 outstanding shares and own 30.9% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (228,034 shares), WELLS FARGO & COMPANY/MN (214,120 shares), VSR Financial Services, Inc. (125,091 shares), LPL Financial LLC (85,498 shares), BANK OF AMERICA CORP /DE/ (44,932 shares), RAYMOND JAMES & ASSOCIATES (39,456 shares), Advisor Group, Inc. (34,135 shares), BENJAMIN F. EDWARDS & COMPANY, INC. (29,266 shares), Sequent Asset Management, LLC (16,782 shares), and D.A. DAVIDSON & CO. (13,776 shares).
This table shows the top 32 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.