Security Snapshot

FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) Institutional Ownership

CUSIP: 33737M409

13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026

Latest Period

Q4 2025

Institutions Reporting

64

Shares (Excl. Options)

1,959,747

Price

$56.69

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Type / Class
Equity / Exchange Traded Fund
Symbol
FYT
Shares outstanding
3,125,353
Price per share
$64.69
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
1,959,747
Total reported value
$111,146,302
% of total 13F portfolios
0%
Share change
+257,879
Value change
+$14,630,659
Number of holders
64
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Quick Takeaways

  • FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund is tracked under CUSIP 33737M409.
  • 64 institutions reported positions in Q4 2025.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

What Changed

  • Holder count moved from 64 to 45 between Q4 2025 and Q1 2026.
  • Reported value moved from $111,146,302 to $76,080,294.

Why This Matters

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Source Evidence

Source: SEC Form 13F

Latest holder context comes from 64 institutions filings for Q4 2025.

Open SEC Evidence

Investment Quick Answers

What is CUSIP 33737M409?
CUSIP 33737M409 identifies FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund in SEC 13F datasets.

Where can I see the latest institutional holders?
Review the Q4 2025 holders report and the ownership history table below.

Significant Owners of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
TRUIST FINANCIAL CORP 1.7% $2,421,711 53,131 TRUIST FINANCIAL CORP 30 Sep 2024

As of 31 Dec 2025, 64 institutional investors reported holding 1,959,747 shares of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT). This represents 63% of the company’s total 3,125,353 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) together control 59% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Blueprint Financial Advisors LLC 7.4% 230,423 +31% 2% $13,061,627
Blueprint Investment Partners LLC 7.4% 230,423 +31% 1.4% $13,061,627
MORGAN STANLEY 7.1% 222,587 +39% 0% $12,617,509
LPL Financial LLC 7% 218,137 +3.3% 0% $12,365,179
WELLS FARGO & COMPANY/MN 5.9% 183,000 +1.5% 0% $10,373,469
Kingsview Wealth Management, LLC 4.2% 129,940 +39% 0.11% $7,365,685
ROYAL BANK OF CANADA 3.4% 106,559 +16% 0% $6,040,000
Proactive Wealth Strategies LLC 2% 62,679 -4.7% 1.4% $3,552,952
Cetera Investment Advisers 1.8% 56,011 +11% 0% $3,175,000
RAYMOND JAMES FINANCIAL INC 1.6% 48,848 -3.5% 0% $2,768,971
TRUIST FINANCIAL CORP 1.5% 48,122 +6.8% 0% $2,727,787
ENVESTNET ASSET MANAGEMENT INC 1.4% 43,491 -5.6% 0% $2,465,297
UBS Group AG 1.1% 35,421 -7.4% 0% $2,007,839
Tower Research Capital LLC (TRC) 1.1% 33,623 +2434% 0.05% $1,905,933
Kestra Advisory Services, LLC 1% 32,280 -0.15% 0.01% $1,829,778
US BANCORP \DE\ 1% 31,273 +2.7% 0% $1,776,263
COMMONWEALTH EQUITY SERVICES, LLC 1% 31,271 +3.9% 0% $1,772,588
Cambridge Investment Research Advisors, Inc. 0.55% 17,079 -1.6% 0% $968,000
Belpointe Asset Management LLC 0.46% 14,362 -0.58% 0.03% $814,165
OSAIC HOLDINGS, INC. 0.44% 13,898 -9.4% 0% $788,192
Pinnacle Bancorp, Inc. 0.43% 13,413 0% 0.22% $760,321
Gateway Wealth Partners, LLC 0.39% 12,141 +0.96% 0.08% $688,220
STIFEL FINANCIAL CORP 0.33% 10,446 -0.04% 0% $592,135
GOLDMAN SACHS GROUP INC 0.29% 9,021 0% 0% $511,359
TCFG WEALTH MANAGEMENT, LLC 0.29% 9,009 0% 0.2% $510,679

Institutional Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 1,230,607 $76,080,294 +$1,470,994 $61.79 45
2025 Q4 1,959,747 $111,146,302 +$14,630,659 $56.69 64
2025 Q3 1,692,125 $94,585,480 +$8,870,130 $55.89 63
2025 Q2 1,563,135 $78,906,338 -$17,339,962 $50.43 64
2025 Q1 1,908,013 $94,861,556 -$22,662,297 $49.73 68
2024 Q4 2,326,895 $128,017,287 -$1,783,502 $55.01 72
2024 Q3 2,350,350 $130,555,270 -$16,279,514 $55.55 74
2024 Q2 2,647,977 $137,097,628 -$9,593,729 $51.75 69
2024 Q1 2,808,202 $152,541,200 +$28,736,854 $54.33 73
2023 Q4 2,556,234 $139,014,127 +$381,760 $54.39 69
2023 Q3 2,544,999 $119,525,818 -$9,674,437 $46.98 60
2023 Q2 2,750,237 $126,734,149 -$27,851,611 $46.07 58
2023 Q1 3,365,311 $153,706,031 +$36,482,317 $45.69 67
2022 Q4 2,582,116 $116,303,366 -$17,973,400 $45.02 62
2022 Q3 3,015,537 $122,386,886 -$28,814,846 $40.51 67
2022 Q2 3,710,573 $163,415,391 -$464,623 $44.03 67
2022 Q1 3,637,344 $185,775,194 +$31,303,339 $51.09 65
2021 Q4 2,999,531 $159,231,976 -$11,380,368 $53.09 61
2021 Q3 3,159,274 $157,699,069 -$78,184,431 $49.90 55
2021 Q2 4,717,193 $240,199,092 +$47,167,093 $50.92 67
2021 Q1 3,781,087 $190,256,890 +$82,991,381 $50.31 59
2020 Q4 1,978,449 $82,273,157 +$33,737,750 $41.57 41
2020 Q3 1,092,929 $33,776,081 +$8,642,128 $30.81 33
2020 Q2 823,131 $24,838,017 +$6,051,973 $30.17 32
2020 Q1 637,568 $14,063,205 -$15,361,163 $22.05 24
2019 Q4 1,002,426 $38,416,833 +$11,276,028 $38.33 33
2019 Q3 712,006 $24,664,000 -$4,496,020 $34.63 28
2019 Q2 841,500 $29,065,000 +$561,145 $34.54 29
2019 Q1 825,047 $28,999,000 +$835,807 $35.11 33
2018 Q4 803,696 $24,893,000 -$6,285,523 $30.94 33
2018 Q3 969,191 $37,504,703 +$1,334,920 $38.71 37
2018 Q2 965,162 $36,696,000 -$5,902,820 $38.51 34
2018 Q1 1,095,881 $38,734,000 +$1,258,447 $35.41 32
2017 Q4 1,059,545 $39,109,000 +$7,469,901 $36.86 36
2017 Q3 825,015 $29,408,000 -$3,305,830 $35.65 31
2017 Q2 939,787 $31,968,000 -$35,082,428 $34.01 37
2017 Q1 1,969,764 $67,133,000 +$23,512,246 $34.11 42
2016 Q4 1,290,267 $43,978,000 +$5,795,706 $34.83 37
2016 Q3 1,123,772 $34,666,000 +$8,963,926 $30.86 30
2016 Q2 965,767 $27,333,000 -$1,833,802 $28.32 32
2016 Q1 992,477 $28,041,000 +$1,096,785 $28.43 29
2015 Q4 957,953 $25,869,000 -$2,949,005 $27.07 31
2015 Q3 1,042,377 $28,595,000 -$10,370,856 $27.36 30
2015 Q2 1,368,702 $44,455,214 -$3,543,132 $32.51 29
2015 Q1 1,471,255 $42,333,908 +$13,624,113 $33.43 29
2014 Q4 854,093 $28,148,797 +$1,342,273 $32.96 22
2014 Q3 826,521 $24,349,063 -$7,202,526 $29.79 26
2014 Q2 1,048,529 $34,158,581 -$25,555,240 $32.90 30
2014 Q1 1,831,798 $59,375,324 +$8,064,554 $32.62 23
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