FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Exchange Traded Fund
Symbol
FYT
Shares outstanding
3,125,353
Price per share
$56.69
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
1,692,125
Total reported value
$94,585,481
% of total 13F portfolios
0%
Share change
+154,429
Value change
+$8,870,130
Number of holders
63
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
TRUIST FINANCIAL CORP 1.7% $2,421,711 53,131 TRUIST FINANCIAL CORP 30 Sep 2024

As of 30 Sep 2025, 63 institutional investors reported holding 1,692,125 shares of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT). This represents 54% of the company’s total 3,125,353 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) together control 51% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
LPL Financial LLC 6.8% 211,161 +7.6% 0% $11,802,565
WELLS FARGO & COMPANY/MN 5.8% 180,365 -2.3% 0% $10,081,292
Blueprint Investment Partners LLC 5.6% 176,201 +44% 1.4% $9,848,521
Blueprint Financial Advisors LLC 5.6% 176,201 2.1% $9,848,521
MORGAN STANLEY 5.1% 160,053 +1.7% 0% $8,946,011
Kingsview Wealth Management, LLC 3% 93,611 -0.15% 0.08% $5,232,287
ROYAL BANK OF CANADA 2.9% 91,586 -21% 0% $5,119,000
Proactive Wealth Strategies LLC 2.1% 65,746 -5.2% 1.6% $3,674,796
RAYMOND JAMES FINANCIAL INC 1.6% 50,598 -5.4% 0% $2,828,072
Cetera Investment Advisers 1.6% 50,393 +50% 0% $2,816,680
ENVESTNET ASSET MANAGEMENT INC 1.5% 46,090 +2.9% 0% $2,576,122
TRUIST FINANCIAL CORP 1.4% 45,064 +4.8% 0% $2,518,806
UBS Group AG 1.2% 38,240 -19% 0% $2,137,386
Kestra Advisory Services, LLC 1% 32,328 -5.1% 0.01% $1,806,909
US BANCORP \DE\ 0.97% 30,449 +1.6% 0% $1,705,135
COMMONWEALTH EQUITY SERVICES, LLC 0.96% 30,109 -6.2% 0% $1,683,000
Cambridge Investment Research Advisors, Inc. 0.56% 17,363 -0.9% 0% $970,000
OSAIC HOLDINGS, INC. 0.49% 15,344 -5.7% 0% $864,933
Belpointe Asset Management LLC 0.46% 14,446 +7.8% 0.03% $807,483
Pinnacle Bancorp, Inc. 0.43% 13,413 0% 0.22% $749,704
Gateway Wealth Partners, LLC 0.38% 12,026 +8.3% 0.09% $672,183
Private Advisor Group, LLC 0.36% 11,318 -2.1% 0% $632,582
STIFEL FINANCIAL CORP 0.33% 10,450 -12% 0% $584,090
GOLDMAN SACHS GROUP INC 0.29% 9,021 0% 0% $504,218
TCFG WEALTH MANAGEMENT, LLC 0.29% 9,009 0% 0.2% $503,547

Institutional Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 28,202 $1,617,076 +$32,152 $56.69 8
2025 Q3 1,692,125 $94,585,481 +$8,870,130 $55.89 63
2025 Q2 1,563,135 $78,906,338 -$17,339,962 $50.43 64
2025 Q1 1,908,013 $94,861,556 -$22,662,297 $49.73 68
2024 Q4 2,326,895 $128,017,287 -$1,783,502 $55.01 72
2024 Q3 2,350,350 $130,555,270 -$16,279,514 $55.55 74
2024 Q2 2,647,977 $137,097,628 -$9,593,729 $51.75 69
2024 Q1 2,808,202 $152,541,200 +$28,736,854 $54.33 73
2023 Q4 2,556,234 $139,014,127 +$381,760 $54.39 69
2023 Q3 2,544,999 $119,525,818 -$9,674,437 $46.98 60
2023 Q2 2,750,237 $126,734,149 -$27,851,611 $46.07 58
2023 Q1 3,365,311 $153,706,031 +$36,482,317 $45.69 67
2022 Q4 2,582,116 $116,303,366 -$17,973,400 $45.02 62
2022 Q3 3,015,537 $122,386,886 -$28,814,846 $40.51 67
2022 Q2 3,710,573 $163,415,391 -$464,623 $44.03 67
2022 Q1 3,637,344 $185,775,194 +$31,303,339 $51.09 65
2021 Q4 2,999,531 $159,231,976 -$11,380,368 $53.09 61
2021 Q3 3,159,274 $157,699,069 -$78,184,431 $49.90 55
2021 Q2 4,717,193 $240,199,092 +$47,167,093 $50.92 67
2021 Q1 3,781,087 $190,256,890 +$82,991,381 $50.31 59
2020 Q4 1,978,449 $82,273,157 +$33,737,750 $41.57 41
2020 Q3 1,092,929 $33,776,081 +$8,642,128 $30.81 33
2020 Q2 823,131 $24,838,017 +$6,051,973 $30.17 32
2020 Q1 637,568 $14,063,205 -$15,361,163 $22.05 24
2019 Q4 1,002,426 $38,416,833 +$11,276,028 $38.33 33
2019 Q3 712,006 $24,664,000 -$4,496,020 $34.63 28
2019 Q2 841,500 $29,065,000 +$561,145 $34.54 29
2019 Q1 825,047 $28,999,000 +$835,807 $35.11 33
2018 Q4 803,696 $24,893,000 -$6,285,523 $30.94 33
2018 Q3 969,191 $37,504,703 +$1,334,920 $38.71 37
2018 Q2 965,162 $36,696,000 -$5,902,820 $38.51 34
2018 Q1 1,095,881 $38,734,000 +$1,258,447 $35.41 32
2017 Q4 1,059,545 $39,109,000 +$7,469,901 $36.86 36
2017 Q3 825,015 $29,408,000 -$3,305,830 $35.65 31
2017 Q2 939,787 $31,968,000 -$35,082,428 $34.01 37
2017 Q1 1,969,764 $67,133,000 +$23,512,246 $34.11 42
2016 Q4 1,290,267 $43,978,000 +$5,795,706 $34.83 37
2016 Q3 1,123,772 $34,666,000 +$8,963,926 $30.86 30
2016 Q2 965,767 $27,333,000 -$1,833,802 $28.32 32
2016 Q1 992,477 $28,041,000 +$1,096,785 $28.43 29
2015 Q4 957,953 $25,869,000 -$2,949,005 $27.07 31
2015 Q3 1,042,377 $28,595,000 -$10,370,856 $27.36 30
2015 Q2 1,368,702 $44,455,214 -$3,543,132 $32.51 29
2015 Q1 1,471,255 $42,333,908 +$13,624,113 $33.43 29
2014 Q4 854,093 $28,148,797 +$1,342,273 $32.96 22
2014 Q3 826,521 $24,349,063 -$7,202,526 $29.79 26
2014 Q2 1,048,529 $34,158,581 -$25,555,240 $32.90 30
2014 Q1 1,831,798 $59,375,324 +$8,064,554 $32.62 23