Latest Period
Q2 2026
Security Snapshot
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) Institutional Ownership
CUSIP: 33737M409
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
73
Shares (Excl. Options)
1,725,141
Price
$69.81
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- Security type / class
- Equity / Exchange Traded Fund
- Symbol
- FYT
- All holders as of 30 Jun 2026
- Q2 2026
- Total 13F shares
- 1,725,141
- Total 13F value
- $120,454,484
- Portfolio coverage rank
- 0%
- Share change
- -29,857
- Value change
- -$2,042,744
- Number of holders
- 73
- Shares outstanding
- 3,125,353
- SEC-reported price per share
- $72.06
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund is tracked under CUSIP 33737M409.
- 73 institutions reported positions in Q2 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 66 to 73 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $109,032,413 to $120,454,484.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 73 institutions filings for Q2 2026.
Security key
33737M409
Latest holder period
Q2 2026
13F holders
73
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33737M409:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FYT
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| TRUIST FINANCIAL CORP | 1.7% | $2,421,711 | 53,131 | TRUIST FINANCIAL CORP | 30 Sep 2024 |
As of 30 Jun 2026, 73 institutional investors reported holding 1,725,141 shares of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT). This represents 55% of the company’s total 3,125,353 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
50%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| LPL Financial LLC | 8.3% | 260,096 | +18% | 0% | $18,158,198 |
| MORGAN STANLEY | 5.9% | 185,118 | -9.4% | 0% | $12,923,804 |
| WELLS FARGO & COMPANY/MN | 5.7% | 178,000 | +3.6% | 0% | $12,426,814 |
| ROYAL BANK OF CANADA | 4.1% | 126,963 | +25% | 0% | $8,864,000 |
| Kingsview Wealth Management, LLC | 3.9% | 122,159 | +0.56% | 0.1% | $8,528,373 |
| Proactive Wealth Strategies LLC | 3.8% | 119,349 | -2.7% | 1.3% | $8,332,342 |
| RAYMOND JAMES FINANCIAL INC | 3.2% | 100,999 | -6.8% | 0% | $7,051,073 |
| Cetera Investment Advisers | 2.2% | 68,397 | +13% | 0% | $4,775,046 |
| ROMAN BUTLER FULLERTON & CO | 1.5% | 47,850 | 0.8% | $3,358,726 | |
| TRUIST FINANCIAL CORP | 1.5% | 46,570 | -2.5% | 0% | $3,251,194 |
| COMMONWEALTH EQUITY SERVICES, LLC | 1.3% | 40,400 | +14% | 0% | $2,820,490 |
| ENVESTNET ASSET MANAGEMENT INC | 1.3% | 40,028 | -7.8% | 0% | $2,794,518 |
| UBS Group AG | 1.1% | 34,123 | -1.5% | 0% | $2,382,263 |
| GOLDMAN SACHS GROUP INC | 0.95% | 29,611 | +227% | 0% | $2,067,248 |
| NWAM LLC | 0.64% | 20,098 | +0.04% | 0.07% | $1,403,094 |
| IFG Advisory, LLC | 0.64% | 19,854 | 0.05% | $1,386,086 | |
| CITADEL ADVISORS LLC | 0.53% | 16,678 | 0% | $1,164,350 | |
| Kestra Advisory Services, LLC | 0.5% | 15,714 | -53% | 0% | $1,097,051 |
| OSAIC HOLDINGS, INC. | 0.46% | 14,508 | +9.2% | 0% | $1,013,150 |
| TWO SIGMA INVESTMENTS, LP | 0.46% | 14,500 | -6.3% | 0% | $1,012,296 |
| Cambridge Investment Research Advisors, Inc. | 0.46% | 14,293 | -93% | 0% | $998,000 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.4% | 12,558 | -38% | 0% | $876,718 |
| JONES FINANCIAL COMPANIES LLLP | 0.4% | 12,412 | +96% | 0% | $869,523 |
| Gateway Wealth Partners, LLC | 0.4% | 12,397 | -50% | 0.05% | $865,485 |
| Pinnacle Bancorp, Inc. | 0.39% | 12,213 | 0% | 0.22% | $852,632 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q2 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 1,725,141 | $120,454,484 | -$2,042,744 | $69.81 | 73 |
| 2026 Q1 | 1,763,942 | $109,032,413 | -$10,217,544 | $61.79 | 66 |
| 2025 Q4 | 1,959,747 | $111,146,302 | +$14,630,659 | $56.69 | 64 |
| 2025 Q3 | 1,692,125 | $94,585,480 | +$8,870,130 | $55.89 | 63 |
| 2025 Q2 | 1,563,135 | $78,906,338 | -$17,339,962 | $50.43 | 64 |
| 2025 Q1 | 1,908,013 | $94,861,556 | -$22,662,297 | $49.73 | 68 |
| 2024 Q4 | 2,326,895 | $128,017,287 | -$1,783,502 | $55.01 | 72 |
| 2024 Q3 | 2,350,350 | $130,555,270 | -$16,279,514 | $55.55 | 74 |
| 2024 Q2 | 2,647,977 | $137,097,628 | -$9,593,729 | $51.75 | 69 |
| 2024 Q1 | 2,808,202 | $152,541,200 | +$28,736,854 | $54.33 | 73 |
| 2023 Q4 | 2,556,234 | $139,014,127 | +$381,760 | $54.39 | 69 |
| 2023 Q3 | 2,544,999 | $119,525,818 | -$9,674,437 | $46.98 | 60 |
| 2023 Q2 | 2,750,237 | $126,734,149 | -$27,851,611 | $46.07 | 58 |
| 2023 Q1 | 3,365,311 | $153,706,031 | +$36,482,317 | $45.69 | 67 |
| 2022 Q4 | 2,582,116 | $116,303,366 | -$17,973,400 | $45.02 | 62 |
| 2022 Q3 | 3,015,537 | $122,386,886 | -$28,814,846 | $40.51 | 67 |
| 2022 Q2 | 3,710,573 | $163,415,391 | -$464,623 | $44.03 | 67 |
| 2022 Q1 | 3,637,344 | $185,775,194 | +$31,303,339 | $51.09 | 65 |
| 2021 Q4 | 2,999,531 | $159,231,976 | -$11,380,368 | $53.09 | 61 |
| 2021 Q3 | 3,159,274 | $157,699,069 | -$78,184,431 | $49.90 | 55 |
| 2021 Q2 | 4,717,193 | $240,199,092 | +$47,167,093 | $50.92 | 67 |
| 2021 Q1 | 3,781,087 | $190,256,890 | +$82,991,381 | $50.31 | 59 |
| 2020 Q4 | 1,978,449 | $82,273,157 | +$33,737,750 | $41.57 | 41 |
| 2020 Q3 | 1,092,929 | $33,776,081 | +$8,642,128 | $30.81 | 33 |
| 2020 Q2 | 823,131 | $24,838,017 | +$6,051,973 | $30.17 | 32 |