Latest Period
Q1 2026
Security Snapshot
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) Institutional Ownership
CUSIP: 33737M409
13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026
Institutions Reporting
67
Shares (Excl. Options)
1,764,906
Price
$61.79
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- Security type / class
- Equity / Exchange Traded Fund
- Symbol
- FYT
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 1,764,906
- Total 13F value
- $109,091,979
- Portfolio coverage rank
- 0%
- Share change
- -203,758
- Value change
- -$10,157,978
- Number of holders
- 67
- Shares outstanding
- 3,125,353
- SEC-reported price per share
- $65.37
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund is tracked under CUSIP 33737M409.
- 67 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 64 to 67 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $111,146,302 to $109,091,979.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 67 institutions filings for Q1 2026.
Security key
33737M409
Latest holder period
Q1 2026
13F holders
67
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33737M409:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FYT
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| TRUIST FINANCIAL CORP | 1.7% | $2,421,711 | 53,131 | TRUIST FINANCIAL CORP | 30 Sep 2024 |
As of 31 Mar 2026, 67 institutional investors reported holding 1,764,906 shares of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT). This represents 56% of the company’s total 3,125,353 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
53%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| LPL Financial LLC | 7% | 219,604 | +0.67% | 0% | $13,569,747 |
| MORGAN STANLEY | 6.5% | 204,279 | -8.2% | 0% | $12,622,836 |
| Cambridge Investment Research Advisors, Inc. | 6.2% | 194,464 | +1039% | 0.03% | $12,016,000 |
| WELLS FARGO & COMPANY/MN | 5.5% | 171,783 | -6.1% | 0% | $10,614,771 |
| Proactive Wealth Strategies LLC | 3.9% | 122,605 | +96% | 1.4% | $7,576,044 |
| Kingsview Wealth Management, LLC | 3.9% | 121,478 | -6.5% | 0.1% | $7,506,334 |
| RAYMOND JAMES FINANCIAL INC | 3.5% | 108,325 | +122% | 0% | $6,693,581 |
| ROYAL BANK OF CANADA | 3.2% | 101,235 | -5% | 0% | $6,255,000 |
| Cetera Investment Advisers | 1.9% | 60,279 | +7.6% | 0% | $3,724,771 |
| TRUIST FINANCIAL CORP | 1.5% | 47,752 | -0.77% | 0% | $2,950,711 |
| ENVESTNET ASSET MANAGEMENT INC | 1.4% | 43,421 | -0.16% | 0% | $2,683,091 |
| COMMONWEALTH EQUITY SERVICES, LLC | 1.1% | 35,382 | +13% | 0% | $2,186,288 |
| UBS Group AG | 1.1% | 34,634 | -2.2% | 0% | $2,140,104 |
| Kestra Advisory Services, LLC | 1.1% | 33,520 | +3.8% | 0.01% | $2,071,240 |
| Gateway Wealth Partners, LLC | 0.79% | 24,628 | +103% | 0.06% | $1,521,816 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.64% | 20,157 | +319% | 0% | $1,245,537 |
| NWAM LLC | 0.64% | 20,089 | 0.07% | $1,241,314 | |
| TWO SIGMA INVESTMENTS, LP | 0.5% | 15,475 | 0% | $956,228 | |
| OSAIC HOLDINGS, INC. | 0.43% | 13,290 | -4.4% | 0% | $821,530 |
| STIFEL FINANCIAL CORP | 0.39% | 12,239 | +17% | 0% | $756,273 |
| Pinnacle Bancorp, Inc. | 0.39% | 12,213 | -8.9% | 0.22% | $754,663 |
| GOLDMAN SACHS GROUP INC | 0.29% | 9,068 | +0.52% | 0% | $560,328 |
| TCFG WEALTH MANAGEMENT, LLC | 0.29% | 9,025 | +0.18% | 0.21% | $557,671 |
| TCFG Investment Advisors, LLC | 0.29% | 9,025 | 0% | 0.21% | $557,671 |
| Chicago Partners Investment Group LLC | 0.28% | 8,776 | +0.11% | 0.01% | $584,450 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
49
Latest
Q1 2026
Rows shown
1-25 of 49
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 1,764,906 | $109,091,979 | -$10,157,978 | $61.79 | 67 |
| 2025 Q4 | 1,959,747 | $111,146,302 | +$14,630,659 | $56.69 | 64 |
| 2025 Q3 | 1,692,125 | $94,585,480 | +$8,870,130 | $55.89 | 63 |
| 2025 Q2 | 1,563,135 | $78,906,338 | -$17,339,962 | $50.43 | 64 |
| 2025 Q1 | 1,908,013 | $94,861,556 | -$22,662,297 | $49.73 | 68 |
| 2024 Q4 | 2,326,895 | $128,017,287 | -$1,783,502 | $55.01 | 72 |
| 2024 Q3 | 2,350,350 | $130,555,270 | -$16,279,514 | $55.55 | 74 |
| 2024 Q2 | 2,647,977 | $137,097,628 | -$9,593,729 | $51.75 | 69 |
| 2024 Q1 | 2,808,202 | $152,541,200 | +$28,736,854 | $54.33 | 73 |
| 2023 Q4 | 2,556,234 | $139,014,127 | +$381,760 | $54.39 | 69 |
| 2023 Q3 | 2,544,999 | $119,525,818 | -$9,674,437 | $46.98 | 60 |
| 2023 Q2 | 2,750,237 | $126,734,149 | -$27,851,611 | $46.07 | 58 |
| 2023 Q1 | 3,365,311 | $153,706,031 | +$36,482,317 | $45.69 | 67 |
| 2022 Q4 | 2,582,116 | $116,303,366 | -$17,973,400 | $45.02 | 62 |
| 2022 Q3 | 3,015,537 | $122,386,886 | -$28,814,846 | $40.51 | 67 |
| 2022 Q2 | 3,710,573 | $163,415,391 | -$464,623 | $44.03 | 67 |
| 2022 Q1 | 3,637,344 | $185,775,194 | +$31,303,339 | $51.09 | 65 |
| 2021 Q4 | 2,999,531 | $159,231,976 | -$11,380,368 | $53.09 | 61 |
| 2021 Q3 | 3,159,274 | $157,699,069 | -$78,184,431 | $49.90 | 55 |
| 2021 Q2 | 4,717,193 | $240,199,092 | +$47,167,093 | $50.92 | 67 |
| 2021 Q1 | 3,781,087 | $190,256,890 | +$82,991,381 | $50.31 | 59 |
| 2020 Q4 | 1,978,449 | $82,273,157 | +$33,737,750 | $41.57 | 41 |
| 2020 Q3 | 1,092,929 | $33,776,081 | +$8,642,128 | $30.81 | 33 |
| 2020 Q2 | 823,131 | $24,838,017 | +$6,051,973 | $30.17 | 32 |
| 2020 Q1 | 637,568 | $14,063,205 | -$15,361,163 | $22.05 | 24 |