Q1 2016 13F Holders as of 31 Mar 2016
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Type / Class
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Equity / Exchange Traded Fund
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Shares outstanding
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3,125,353
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Number of holders
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29
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Total 13F shares, excl. options
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992,477
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Shares change
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+34,665
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Total reported value, excl. options
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$28,041,000
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Value change
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+$1,096,785
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Number of buys
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15
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Number of sells
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-11
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Price
-
$28.43
Significant Holders of FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) as of Q1 2016
34 filings reported holding FYT - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund as of Q1 2016.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - Exchange Traded Fund (FYT) has 29 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 992,477 shares
of 3,125,353 outstanding shares and own 31.8% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (237,025 shares), LPL Financial LLC (151,706 shares), WELLS FARGO & COMPANY/MN (140,103 shares), VSR Financial Services, Inc. (122,029 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (85,256 shares), BANK OF AMERICA CORP /DE/ (33,192 shares), BENJAMIN F. EDWARDS & COMPANY, INC. (29,737 shares), GOLDMAN SACHS GROUP INC (29,199 shares), RAYMOND JAMES & ASSOCIATES (25,101 shares), and Sequent Asset Management, LLC (16,782 shares).
This table shows the top 29 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.