Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
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Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
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Shares outstanding
-
6,144,387
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Number of holders
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16
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Total 13F shares, excl. options
-
969,025
-
Shares change
-
+162,419
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Total reported value, excl. options
-
$26,767,101
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Value change
-
+$4,450,500
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Number of buys
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9
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Number of sells
-
6
-
Price
-
$27.67
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q3 2014
As of 30 Sep 2014 First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) had 16 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 969,025 shares of stock of the company.
Largest 10 holders included BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, LPL Financial LLC, STIFEL FINANCIAL CORP, ROYAL BANK OF CANADA, First Heartland Consultants, Inc., DEUTSCHE BANK AG\, BENJAMIN F. EDWARDS & COMPANY, INC., and DAVIDSON D A & CO.
This table shows 16 institutional shareholders of the security as of 30 Sep 2014.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.