Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Total 13F shares
-
969,025
-
Share change
-
+162,419
-
Total reported value
-
$26,767,101
-
Price per share
-
$27.67
-
Number of holders
-
16
-
Value change
-
+$4,450,500
-
Number of buys
-
9
-
Number of sells
-
6
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q3 2014
As of 30 Sep 2014,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by
16 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
969,025 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, LPL Financial LLC, STIFEL FINANCIAL CORP, ROYAL BANK OF CANADA, First Heartland Consultants, Inc., DEUTSCHE BANK AG\, BENJAMIN F. EDWARDS & COMPANY, INC., and DAVIDSON D A & CO.
This page lists
16
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.