Q4 2014 13F Holders as of 31 Dec 2014
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Total 13F shares
-
1,249,826
-
Share change
-
+280,801
-
Total reported value
-
$37,737,798
-
Price per share
-
$30.20
-
Number of holders
-
22
-
Value change
-
+$8,475,118
-
Number of buys
-
14
-
Number of sells
-
9
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q4 2014
As of 31 Dec 2014,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,249,826 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, LPL Financial LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Citadel Advisors LLC, First Heartland Consultants, Inc., RAYMOND JAMES & ASSOCIATES, Transamerica Financial Advisors, Inc., and STIFEL FINANCIAL CORP.
This page lists
22
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.