Security key
33737M300
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC)
CUSIP: 33737M300
Q1 2026 13F Holders as of 31 Mar 2026
- Security type / class
- Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
- Shares outstanding
- 6,144,387
- Total 13F shares
- 6,531,494
- Share change
- +1,089,020
- Total reported value
- $633,387,886
- Reported price per share
- $96.98
- Number of holders
- 151
- Value change
- +$105,777,626
- Number of buys
- 98
- Number of sells
- 38
Security identity
Holder snapshot
Report period
Q1 2026
Institutions
151
Top holders
10
Broader feeds
Reporting periods
Holder history for CUSIP 33737M300
Recent filing periods:
Ownership snapshot
Top shareholders of FYC - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
—
13D/G signal
—
Evidence rows
0
Latest as of
—
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.
13F holder rows
Institutional holders as of Q1 2026
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
151
Shares
6,531,494
Rows loaded
151
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q1 2026 vs Q4 2025 Across Filers
Q4 2025 holders
136
Q1 2026 holders
151
Holder diff
15
| Investor | Q4 2025 Shares | Q1 2026 Shares | Share Diff | Share Chg % | Q4 2025 value | Q1 2026 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend