Q2 2014 13F Holders as of 30 Jun 2014
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Type / Class
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Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
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Shares outstanding
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6,144,387
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Number of holders
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15
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Total 13F shares, excl. options
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806,606
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Shares change
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+88,436
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Total reported value, excl. options
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$24,309,908
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Value change
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+$2,676,699
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Number of buys
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6
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Number of sells
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-5
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Price
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$30.14
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q2 2014
16 filings reported holding FYC - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund as of Q2 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) has 15 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 806,606 shares
of 6,144,387 outstanding shares and own 13% of the company stock.
Largest 10 shareholders include BANK OF AMERICA CORP /DE/ (346,557 shares), MORGAN STANLEY (165,449 shares), WELLS FARGO & COMPANY/MN (79,995 shares), STIFEL FINANCIAL CORP (68,792 shares), LPL Financial LLC (64,466 shares), ROYAL BANK OF CANADA (50,670 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (14,583 shares), First Heartland Consultants, Inc. (12,614 shares), DEUTSCHE BANK AG\ (1,500 shares), and WFG Advisors, LP (875 shares).
This table shows the top 15 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.