First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO)

CUSIP: 33734X135

Q4 2013 13F Holders as of 31 Dec 2013

Type / Class
Equity / First Trust Financials AlphaDEX(R) Fund
Shares outstanding
35,645,891
Total 13F shares
20,805,479
Share change
+120,164
Total reported value
$452,180,347
Price per share
$21.74
Number of holders
61
Value change
+$2,612,336
Number of buys
1

Quarterly Holders Quick Answers

What is CUSIP 33734X135?
CUSIP 33734X135 identifies FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund in SEC institutional holdings data.

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Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q4 2013

As of 31 Dec 2013, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) was held by 61 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 20,805,479 shares. The largest 10 holders included F-Squared Investment Management, LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS AG, BANK OF AMERICA CORP /DE/, Parametric Portfolio Associates LLC, Beaumont Financial Partners, LLC, ROYAL BANK OF CANADA, Polaris Wealth Advisers, LLC, and CHURCHILL MANAGEMENT Corp. This page lists 61 institutional shareholders reporting positions in this security for the Q4 2013 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.