First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO)

CUSIP: 33734X135

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / First Trust Financials AlphaDEX(R) Fund
Shares outstanding
35,645,891
Total 13F shares
31,997,354
Share change
+10,715,469
Total reported value
$692,209,313
Price per share
$21.83
Number of holders
66
Value change
+$233,954,034
Number of buys
49
Number of sells
15

Quarterly Holders Quick Answers

What is CUSIP 33734X135?
CUSIP 33734X135 identifies FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q1 2014

As of 31 Mar 2014, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) was held by 66 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 31,997,354 shares. The largest 10 holders included F-Squared Investment Management, LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Parametric Portfolio Associates LLC, BANK OF AMERICA CORP /DE/, UBS AG, Beaumont Financial Partners, LLC, ROYAL BANK OF CANADA, Placemark Investments, Inc., and Polaris Wealth Advisers, LLC. This page lists 66 institutional shareholders reporting positions in this security for the Q1 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
61
Q1 2014 holders
66
Holder diff
5
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 Value $ Q1 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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