First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO)

CUSIP: 33734X135

Q3 2013 13F Holders as of 30 Sep 2013

Type / Class
Equity / First Trust Financials AlphaDEX(R) Fund
Shares outstanding
35,645,891
Total 13F shares
1,994,425
Share change
+147,225
Total reported value
$39,410,000
Price per share
$19.68
Number of holders
2
Value change
+$2,909,181
Number of buys
1

Quarterly Holders Quick Answers

What is CUSIP 33734X135?
CUSIP 33734X135 identifies FXO - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund in SEC institutional holdings data.

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Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) as of Q3 2013

As of 30 Sep 2013, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Financials AlphaDEX(R) Fund (FXO) was held by 2 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,994,425 shares. The largest 2 holders included WELLS FARGO & COMPANY/MN and Tortoise Investment Management, LLC. This page lists 2 institutional shareholders reporting positions in this security for the Q3 2013 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.