FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,400,237
- Share change
- +25,382
- Total reported value
- $34,227,000
- Price per share
- $14.26
- Number of holders
- 15
- Value change
- +$371,518
- Number of buys
- 5
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
37%
|
1,550,487
|
$21,970,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
13%
|
555,867
|
$7,877,000 | — | 30 Jun 2017 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
1.9%
|
79,080
|
$1,121,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
56,210
|
$796,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1%
|
42,875
|
$607,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.66%
|
27,787
|
$394,000 | — | 30 Jun 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.46%
|
19,529
|
$277,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
14,546
|
$206,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.18%
|
7,702
|
$109,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.1%
|
4,252
|
$60,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.09%
|
3,736
|
$53,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.07%
|
2,988
|
$42,000 | — | 30 Jun 2017 | |
| People's United Financial, Inc. |
13F
|
Company |
0.07%
|
2,800
|
$40,000 | — | 30 Jun 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.06%
|
2,535
|
$36,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
1,750
|
$25,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0.04%
|
1,626
|
$23,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.03%
|
1,085
|
$15,000 | — | 30 Jun 2017 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q3 2017
As of 30 Sep 2017,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
15 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,400,237 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, ICON ADVISERS INC/CO, MORGAN STANLEY, LPL Financial LLC, Cetera Advisor Networks LLC, RAYMOND JAMES & ASSOCIATES, UBS Group AG, and IFP Advisors, Inc.
This page lists
15
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
17
Q3 2017 holders
15
Holder diff
-2
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.