FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY)
CUSIP: 33734E103
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 4,211,843
- Total 13F shares
- 2,374,855
- Share change
- -39,464
- Total reported value
- $33,651,000
- Price per share
- $14.17
- Number of holders
- 17
- Value change
- -$559,290
- Number of buys
- 5
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 33734E103?
CUSIP 33734E103 identifies FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33734E103:
Top shareholders of FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
37%
|
1,538,647
|
$21,680,000 | — | 31 Mar 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
13%
|
565,467
|
$7,967,000 | — | 31 Mar 2017 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
2%
|
85,088
|
$1,199,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
1.8%
|
73,925
|
$1,038,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.79%
|
33,381
|
$470,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.72%
|
30,249
|
$426,000 | — | 31 Mar 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.65%
|
27,577
|
$389,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
14,624
|
$206,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.26%
|
10,756
|
$152,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
9,209
|
$130,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.15%
|
6,488
|
$91,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.12%
|
5,162
|
$72,000 | — | 31 Mar 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.09%
|
3,715
|
$52,000 | — | 31 Mar 2017 | |
| People's United Financial, Inc. |
13F
|
Company |
0.07%
|
2,800
|
$39,000 | — | 31 Mar 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.06%
|
2,535
|
$36,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
2,000
|
$28,000 | — | 31 Mar 2017 | |
| Creative Planning |
13F
|
Company |
0.04%
|
1,626
|
$23,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.03%
|
1,070
|
$15,000 | — | 31 Mar 2017 |
Institutional Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q2 2017
As of 30 Jun 2017,
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) was held by
17 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,374,855 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, ICON ADVISERS INC/CO, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, LPL Financial LLC, Cetera Advisor Networks LLC, RAYMOND JAMES & ASSOCIATES, BANK OF AMERICA CORP /DE/, and UBS Group AG.
This page lists
17
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
18
Q2 2017 holders
17
Holder diff
-1
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.