FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT)

Q: What does CUSIP 33733U108 represent in this 13F holders report?

CUSIP 33733U108 is the security identifier for FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in Q4 2019?

64 institutional investors reported FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest for Q4 2019. Use the holders table for investor-level position and value details.

CUSIP: 33733U108

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 25,887,390
Total 13F shares: 11,467,655
Share change: +54,773
Total reported value: $143,917,928
Price per share: $12.55
Number of holders: 64
Value change: +$865,282
Number of buys: 32
Number of sells: 29

Quarterly Holders Quick Answers

What is CUSIP 33733U108?
CUSIP 33733U108 identifies FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q1 2020
Previous quarter: Q3 2019

Recent filing periods for CUSIP 33733U108:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FCT - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
BANK OF AMERICA CORP /DE/	13F	Company	9.7%	2,515,401	$30,185,000	—	30 Sep 2019	13F
Saba Capital Management, L.P.	13F	Company	8.8%	2,279,549	$27,355,000	—	30 Sep 2019	13F
Relative Value Partners Group, LLC	13F	Company	5.5%	1,424,690	$17,096,000	—	30 Sep 2019	13F
Edgemoor Investment Advisors, Inc.	13F	Company	3%	769,889	$9,238,000	—	30 Sep 2019	13F
Invesco Ltd.	13F	Company	1.8%	462,720	$5,553,000	—	30 Sep 2019	13F
Gradient Investments LLC	13F	Company	1.8%	453,680	$5,444,000	—	30 Sep 2019	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	1.7%	428,766	$5,145,000	—	30 Sep 2019	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1.3%	338,922	$4,067,000	—	30 Sep 2019	13F
UBS Group AG	13F	Company	0.92%	237,854	$2,854,000	—	30 Sep 2019	13F
VIRTUS ADVISERS, LLC	13F	Company	0.86%	221,987	$2,664,000	—	30 Sep 2019	13F
MORGAN STANLEY	13F	Company	0.79%	204,435	$2,453,000	—	30 Sep 2019	13F
TFG Advisers LLC	13F	Company	0.68%	176,584	$2,119,000	—	30 Sep 2019	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	0.68%	175,491	$2,106,000	—	30 Sep 2019	13F
Financial Enhancement Group LLC	13F	Company	0.65%	167,349	$2,008,000	—	30 Sep 2019	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.53%	135,990	$1,631,000	—	30 Sep 2019	13F
STIFEL FINANCIAL CORP	13F	Company	0.49%	126,188	$1,513,000	—	30 Sep 2019	13F
Shaker Financial Services, LLC	13F	Company	0.46%	119,107	$1,429,000	—	30 Sep 2019	13F
Curi Capital, LLC	13F	Company	0.41%	105,064	$1,261,000	—	30 Sep 2019	13F
PenderFund Capital Management Ltd.	13F	Company	0.39%	100,000	$1,198,000	—	30 Sep 2019	13F
Almitas Capital LLC	13F	Company	0.32%	81,917	$983,000	—	30 Sep 2019	13F
Westchester Capital Management, LLC	13F	Company	0.3%	77,069	$925,000	—	30 Sep 2019	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.28%	72,359	$868,000	—	30 Sep 2019	13F
Q Global Advisors, LLC	13F	Company	0.24%	61,539	$738,000	—	30 Sep 2019	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	0.22%	57,390	$689,000	—	30 Sep 2019	13F
JPMORGAN CHASE & CO	13F	Company	0.21%	54,373	$652,000	—	30 Sep 2019	13F
AQR Arbitrage LLC	13F	Company	0.2%	52,466	$630,000	—	30 Sep 2019	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.18%	46,485	$558,000	—	30 Sep 2019	13F
6 Meridian	13F	Company	0.15%	39,555	$475,000	—	30 Sep 2019	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.14%	37,465	$450,000	—	30 Sep 2019	13F
WHITENER CAPITAL MANAGEMENT, INC.	13F	Company	0.14%	35,210	$422,000	—	30 Sep 2019	13F
FIRST FOUNDATION ADVISORS	13F	Company	0.13%	34,258	$411,000	—	30 Sep 2019	13F
ROYAL BANK OF CANADA	13F	Company	0.13%	34,144	$410,000	—	30 Sep 2019	13F
Matisse Capital	13F	Company	0.12%	31,300	$376,000	—	30 Sep 2019	13F
MARINER INVESTMENT GROUP LLC	13F	Company	0.11%	28,964	$348,000	—	30 Sep 2019	13F
Private Advisor Group, LLC	13F	Company	0.11%	28,450	$341,000	—	30 Sep 2019	13F
SHUFRO ROSE & CO LLC	13F	Company	0.11%	27,300	$328,000	—	30 Sep 2019	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.1%	26,981	$323,000	—	30 Sep 2019	13F
PARK AVENUE SECURITIES LLC	13F	Company	0.1%	26,292	$316,000	—	30 Sep 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.1%	24,991	$299,000	—	30 Sep 2019	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.1%	24,910	$299,000	—	30 Sep 2019	13F
Apriem Advisors	13F	Company	0.09%	24,500	$294,000	—	30 Sep 2019	13F
Steward Partners Investment Advisory, LLC	13F	Company	0.06%	16,038	$192,000	—	30 Sep 2019	13F
Walleye Capital LLC	13F	Company	0.05%	13,700	$164,000	—	30 Sep 2019	13F
Geneos Wealth Management Inc.	13F	Company	0.05%	12,708	$152,000	—	30 Sep 2019	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	0.05%	11,850	$142,000	—	30 Sep 2019	13F
DOLIVER ADVISORS, LP	13F	Company	0.04%	11,283	$134,000	—	30 Sep 2019	13F
Round Table Services, LLC	13F	Company	0.04%	10,400	$125,000	—	30 Sep 2019	13F
NEXT Financial Group, Inc	13F	Company	0.03%	8,653	$104,000	—	30 Sep 2019	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0.03%	7,727	$93,000	—	30 Sep 2019	13F
Rockefeller Capital Management L.P.	13F	Company	0.03%	7,280	$87,000	—	30 Sep 2019	13F

Institutional Holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) as of Q4 2019

As of 31 Dec 2019, FIRST TRUST SENIOR FLOATING RATE INCOME FUND II - Common Shares of Beneficial Interest (FCT) was held by 64 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,467,655 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, Saba Capital Management, L.P., Relative Value Partners Group, LLC, Edgemoor Investment Advisors, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, Gradient Investments LLC, Invesco Ltd., UBS Group AG, MORGAN STANLEY, and Virtus ETF Advisers LLC. This page lists 64 institutional shareholders reporting positions in this security for the Q4 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

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Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 Value $	Q4 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.