Eton Pharmaceuticals, Inc. - Common Stock (ETON)

CUSIP: 29772L108

Q4 2022 13F Holders as of 31 Dec 2022

Holder snapshot 6 signals
Share change
-406,414
SEC-reported price per share
$2.82
Number of holders
31
Value change
-$813,830
Number of buys
12
Number of sells
10
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
27,281,304

Security key

29772L108

Report period

Q4 2022

Institutions

31

Top holders

10

Ownership snapshot

Top reported holders of ETON - Eton Pharmaceuticals, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Opaleye Management Inc.
Disclosed value leader
Opaleye Management Inc.
Comparable rows
0/15
Latest evidence
30 Sep 2022
13F Highest disclosed value: $5,294,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Opaleye Management Inc. has the largest disclosed position value at $5.29M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Opaleye Management Inc.'s linked filing trail.
Disclosed position value Top 5
Opaleye Management Inc. $5.29M
VANGUARD GROUP INC $1.94M
Westside Investment Management, Inc. $991K
AWM Investment Company, Inc. $973K
Roumell Asset Management, LLC $944K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Opaleye Management Inc.
13F
Company
13F
—
denominator unverified
$5,294,000
2,521,000 shares
— 30 Sep 2022
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$1,942,000
924,714 shares
— 30 Sep 2022
Westside Investment Management, Inc.
13F
Company
13F
—
denominator unverified
$991,050
472,351 shares
— 30 Sep 2022
AWM Investment Company, Inc.
13F
Company
13F
—
denominator unverified
$973,000
463,320 shares
— 30 Sep 2022
Roumell Asset Management, LLC
13F
Company
13F
—
denominator unverified
$944,000
449,438 shares
— 30 Sep 2022
PARADIGM CAPITAL MANAGEMENT INC/NY
13F
Company
13F
—
denominator unverified
$630,000
300,000 shares
— 30 Sep 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
31
Shares
5,937,571
Rows available
31
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders
29
Q4 2022 holders
31
Holder diff
2
Investor Q3 2022 Shares Q4 2022 Shares Share Diff Share Chg % Q3 2022 value Q4 2022 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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