Eton Pharmaceuticals, Inc. - Common Stock (ETON)

CUSIP: 29772L108

Q1 2019 13F Holders as of 31 Mar 2019

Holder snapshot 6 signals
Share change
+347,638
SEC-reported price per share
$8.00
Number of holders
12
Value change
+$2,806,319
Number of buys
7
Number of sells
4
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
27,281,304

Security key

29772L108

Report period

Q1 2019

Institutions

12

Top holders

10

Ownership snapshot

Top reported holders of ETON - Eton Pharmaceuticals, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Opaleye Management Inc.
Disclosed value leader
Opaleye Management Inc.
Comparable rows
12/12
Latest evidence
31 Dec 2018
13F Lead comparable stake: 1.9% Showing 1-6 of 12 holder rows.

Quick read

Opaleye Management Inc. leads the comparable SEC ownership view at 1.9%.

12 of 12 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Opaleye Management Inc.'s linked filing trail.
Comparable ownership Top 5
Opaleye Management Inc. 1.9%
AWM Investment Company, Inc. 1.6%
Apollo Management Holdings, L.P. 0.33%
Diametric Capital, LP 0.22%
PRELUDE CAPITAL MANAGEMENT, LLC 0.09%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 12 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Opaleye Management Inc.
13F
Company
13F
1.9%
$3,200,000
523,000 shares
31 Dec 2018
AWM Investment Company, Inc.
13F
Company
13F
1.6%
$2,601,000
425,000 shares
31 Dec 2018
Apollo Management Holdings, L.P.
13F
Company
13F
0.33%
$551,000
90,000 shares
31 Dec 2018
Diametric Capital, LP
13F
Company
13F
0.22%
$361,000
59,002 shares
31 Dec 2018
PRELUDE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.09%
$155,000
25,270 shares
31 Dec 2018
BOOTHBAY FUND MANAGEMENT, LLC
13F
Company
13F
0.04%
$73,000
11,966 shares
31 Dec 2018
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
12
Shares
1,501,083
Rows available
12
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2019 vs Q1 2019 Across Filers

Q1 2019 holders
12
Q1 2019 holders
12
Holder diff
0
Investor Q1 2019 Shares Q1 2019 Shares Share Diff Share Chg % Q1 2019 value Q1 2019 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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