Security key
296074305
ESCALON MEDICAL CORP - Common Stock, $0.001 par value (ESMC)
CUSIP: 296074305
Q3 2016 13F Holders as of 30 Sep 2016
- Security type / class
- Equity / Common Stock, $0.001 par value
- Total 13F shares
- 1,470,357
- Total 13F value
- $986,000
- Share change
- +83,891
- SEC-reported price per share
- $0.67
- Number of holders
- 14
- Value change
- +$55,684
- Number of buys
- 7
- Number of sells
- 2
- Shares outstanding
- 7,427,203
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2016
Institutions
14
Top holders
10
ESMC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
ESCALON MEDICAL CORP SEC filings
ESCALON MEDICAL CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 296074305
Recent filing periods:
Ownership snapshot
Top reported holders of ESMC - ESCALON MEDICAL CORP - Common Stock, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SHEPHERD KAPLAN KROCHUK, LLC
Disclosed value leader
SHEPHERD KAPLAN KROCHUK, LLC
Comparable rows
13/13
Latest evidence
30 Jun 2016
13F
Lead comparable stake: 8.1%
Showing 1-6 of 13 holder rows.
Quick read
SHEPHERD KAPLAN KROCHUK, LLC leads the comparable SEC ownership view at 8.1%.
13 of 13 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SHEPHERD KAPLAN KROCHUK, LLC's linked filing trail.
Comparable ownership
Top 5
SHEPHERD KAPLAN KROCHUK, LLC
8.1%
BlackRock Institutional Trust Com...
3.7%
RENAISSANCE TECHNOLOGIES LLC
3%
WEDBUSH SECURITIES INC
2.3%
VANGUARD GROUP INC
0.79%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 13 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
Company
|
8.1%
|
$469,000
601,736 shares
|
— | 30 Jun 2016 |
| BlackRock Institutional Trust Company, N.A. |
13F
Company
|
3.7%
|
$212,000
271,235 shares
|
— | 30 Jun 2016 |
| RENAISSANCE TECHNOLOGIES LLC |
13F
Company
|
3%
|
$174,000
222,600 shares
|
— | 30 Jun 2016 |
| WEDBUSH SECURITIES INC |
13F
Company
|
2.3%
|
$135,000
173,358 shares
|
— | 30 Jun 2016 |
| VANGUARD GROUP INC |
13F
Company
|
0.79%
|
$40,000
59,011 shares
|
— | 30 Jun 2016 |
| CITADEL ADVISORS LLC |
13F
Company
|
0.27%
|
$13,000
19,746 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
14
Shares
1,470,357
Rows available
14
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
12
Q3 2016 holders
14
Holder diff
2
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend