ESCALON MEDICAL CORP - Common Stock, $0.001 par value (ESMC)
CUSIP: 296074305
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock, $0.001 par value
- Shares outstanding
- 7,427,203
- Total 13F shares
- 208,383
- Share change
- -1,261,974
- Total reported value
- $22,000
- Price per share
- $0.10
- Number of holders
- 3
- Value change
- -$846,000
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 296074305?
CUSIP 296074305 identifies ESMC - ESCALON MEDICAL CORP - Common Stock, $0.001 par value in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 296074305:
Top shareholders of ESMC - ESCALON MEDICAL CORP - Common Stock, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
7.7%
|
571,057
|
$383,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
3.7%
|
271,235
|
$182,000 | — | 30 Sep 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
3%
|
225,900
|
$151,000 | — | 30 Sep 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
2.4%
|
181,183
|
$121,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.79%
|
59,011
|
$40,000 | — | 30 Sep 2016 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.7%
|
51,984
|
$35,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.51%
|
38,000
|
$25,000 | — | 30 Sep 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.33%
|
24,500
|
$16,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.23%
|
17,100
|
$12,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.22%
|
16,000
|
$11,000 | — | 30 Sep 2016 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.14%
|
10,100
|
$7,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.02%
|
1,639
|
$1,000 | — | 30 Sep 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.02%
|
1,399
|
$1,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
1,249
|
$1,000 | — | 30 Sep 2016 |
Institutional Holders of ESCALON MEDICAL CORP - Common Stock, $0.001 par value (ESMC) as of Q4 2016
As of 31 Dec 2016,
ESCALON MEDICAL CORP - Common Stock, $0.001 par value (ESMC) was held by
3 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
208,383 shares.
The largest 3 holders included
WEDBUSH SECURITIES INC, CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM, and PANAGORA ASSET MANAGEMENT INC.
This page lists
3
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
14
Q4 2016 holders
3
Holder diff
-11
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.