CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS)
CUSIP: 192005106
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 91,050,519
- Total 13F shares
- 31,764,185
- Share change
- +1,023,887
- Total reported value
- $211,226,933
- Price per share
- $6.65
- Number of holders
- 62
- Value change
- +$6,875,107
- Number of buys
- 34
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 192005106?
CUSIP 192005106 identifies CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 192005106:
Top shareholders of CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Nantahala Capital Management, LLC |
13F
|
Company |
7.1%
|
6,488,379
|
$35,362,000 | — | 30 Jun 2017 | |
| Vivo Capital, LLC |
13F
|
Company |
5.8%
|
5,294,825
|
$28,857,000 | — | 30 Jun 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.9%
|
2,610,054
|
$14,225,000 | — | 30 Jun 2017 | |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
2.2%
|
2,040,324
|
$11,120,000 | — | 30 Jun 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.9%
|
1,766,533
|
$9,627,000 | — | 30 Jun 2017 | |
| Opaleye Management Inc. |
13F
|
Company |
1.6%
|
1,470,000
|
$8,011,000 | — | 30 Jun 2017 | |
| BAILLIE GIFFORD & CO |
13F
|
Company |
1.6%
|
1,461,413
|
$7,965,000 | — | 30 Jun 2017 | |
| Cortina Asset Management, LLC |
13F
|
Company |
1.5%
|
1,322,404
|
$7,207,000 | — | 30 Jun 2017 | |
| FMR LLC |
13F
|
Company |
1.4%
|
1,231,029
|
$6,709,000 | — | 30 Jun 2017 | |
| Casdin Capital, LLC |
13F
|
Company |
1.3%
|
1,190,000
|
$6,486,000 | — | 30 Jun 2017 | |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
1.2%
|
1,090,072
|
$5,941,000 | — | 30 Jun 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.84%
|
766,700
|
$4,179,000 | — | 30 Jun 2017 | |
| STATE STREET CORP |
13F
|
Company |
0.64%
|
580,623
|
$3,168,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.5%
|
453,656
|
$2,473,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.32%
|
290,921
|
$1,585,000 | — | 30 Jun 2017 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.32%
|
288,876
|
$1,574,000 | — | 30 Jun 2017 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.31%
|
279,797
|
$1,525,000 | — | 30 Jun 2017 | |
| First Light Asset Management, LLC |
13F
|
Company |
0.3%
|
274,990
|
$1,499,000 | — | 30 Jun 2017 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.3%
|
270,700
|
$1,475,000 | — | 30 Jun 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.16%
|
147,846
|
$806,000 | — | 30 Jun 2017 | |
| STRS OHIO |
13F
|
Company |
0.14%
|
125,200
|
$682,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.13%
|
119,294
|
$650,000 | — | 30 Jun 2017 | |
| AXA S.A. |
13F
|
Company |
0.13%
|
117,770
|
$642,000 | — | 30 Jun 2017 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.12%
|
109,557
|
$597,000 | — | 30 Jun 2017 | |
| Spark Investment Management LLC |
13F
|
Company |
0.09%
|
84,200
|
$458,000 | — | 30 Jun 2017 | |
| RITHOLTZ WEALTH MANAGEMENT |
13F
|
Company |
0.09%
|
78,136
|
$426,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.08%
|
76,241
|
$413,000 | — | 30 Jun 2017 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.08%
|
72,298
|
$394,000 | — | 30 Jun 2017 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.07%
|
67,569
|
$368,000 | — | 30 Jun 2017 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.06%
|
55,370
|
$302,000 | — | 30 Jun 2017 | |
| WHITE PINE CAPITAL LLC |
13F
|
Company |
0.06%
|
50,800
|
$277,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
45,320
|
$247,000 | — | 30 Jun 2017 | |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM |
13F
|
Company |
0.05%
|
44,892
|
$245,000 | — | 30 Jun 2017 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.05%
|
42,872
|
$234,000 | — | 30 Jun 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.04%
|
35,264
|
$192,000 | — | 30 Jun 2017 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.04%
|
34,400
|
$187,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
30,413
|
$166,000 | — | 30 Jun 2017 | |
| PERKINS CAPITAL MANAGEMENT INC |
13F
|
Company |
0.03%
|
30,000
|
$164,000 | — | 30 Jun 2017 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
0.03%
|
26,639
|
$145,000 | — | 30 Jun 2017 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.03%
|
25,302
|
$138,000 | — | 30 Jun 2017 | |
| Nationwide Fund Advisors |
13F
|
Company |
0.02%
|
21,568
|
$118,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
18,699
|
$102,000 | — | 30 Jun 2017 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.02%
|
18,236
|
$99,000 | — | 30 Jun 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.02%
|
16,160
|
$88,000 | — | 30 Jun 2017 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.02%
|
16,136
|
$88,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.01%
|
11,762
|
$64,000 | — | 30 Jun 2017 | |
| Legal & General Group Plc |
13F
|
Company |
0.01%
|
10,550
|
$56,000 | — | 30 Jun 2017 | |
| ZACKS INVESTMENT MANAGEMENT |
13F
|
Company |
0.01%
|
10,233
|
$56,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.01%
|
10,000
|
$55,000 | — | 30 Jun 2017 | |
| HOWE & RUSLING INC |
13F
|
Company |
0.01%
|
5,000
|
$27,000 | — | 30 Jun 2017 |
Institutional Holders of CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) as of Q3 2017
As of 30 Sep 2017,
CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) was held by
62 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
31,764,185 shares.
The largest 10 holders included
Nantahala Capital Management, LLC, Vivo Capital, LLC, BlackRock Inc., Telemark Asset Management, LLC, PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., VANGUARD GROUP INC, Opaleye Management Inc., WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC, BAILLIE GIFFORD & CO, and Casdin Capital, LLC.
This page lists
62
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
56
Q3 2017 holders
62
Holder diff
6
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.