CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS)
CUSIP: 192005106
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 91,050,519
- Total 13F shares
- 13,854,689
- Share change
- +790,572
- Total reported value
- $58,596,699
- Price per share
- $4.23
- Number of holders
- 46
- Value change
- +$3,498,720
- Number of buys
- 20
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 192005106?
CUSIP 192005106 identifies CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 192005106:
Top shareholders of CDXS - CODEXIS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Nantahala Capital Management, LLC |
13F
|
Company |
4.3%
|
3,954,762
|
$13,407,000 | — | 30 Sep 2015 | |
| Opaleye Management Inc. |
13F
|
Company |
1.8%
|
1,620,000
|
$5,492,000 | — | 30 Sep 2015 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
1.3%
|
1,183,854
|
$4,013,000 | — | 30 Sep 2015 | |
| FMR LLC |
13F
|
Company |
1.3%
|
1,156,700
|
$3,921,000 | — | 30 Sep 2015 | |
| BAILLIE GIFFORD & CO |
13F
|
Company |
0.95%
|
865,133
|
$2,933,000 | — | 30 Sep 2015 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.86%
|
783,371
|
$2,656,000 | — | 30 Sep 2015 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.8%
|
727,300
|
$2,466,000 | — | 30 Sep 2015 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.45%
|
405,651
|
$1,375,000 | — | 30 Sep 2015 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.35%
|
318,151
|
$1,078,000 | — | 30 Sep 2015 | |
| Coe Capital Management, LLC |
13F
|
Company |
0.28%
|
256,785
|
$870,501 | — | 30 Sep 2015 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.23%
|
210,107
|
$712,000 | — | 30 Sep 2015 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.2%
|
181,713
|
$616,000 | — | 30 Sep 2015 | |
| Spark Investment Management LLC |
13F
|
Company |
0.17%
|
157,800
|
$530,000 | — | 30 Sep 2015 | |
| AXA S.A. |
13F
|
Company |
0.17%
|
152,570
|
$517,000 | — | 30 Sep 2015 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.17%
|
150,500
|
$510,000 | — | 30 Sep 2015 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
134,642
|
$456,000 | — | 30 Sep 2015 | |
| Blue Clay Capital Management, LLC |
13F
|
Company |
0.1%
|
90,000
|
$305,000 | — | 30 Sep 2015 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.09%
|
86,227
|
$292,000 | — | 30 Sep 2015 | |
| ARDSLEY ADVISORY PARTNERS LP |
13F
|
Company |
0.07%
|
60,000
|
$203,000 | — | 30 Sep 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.06%
|
56,788
|
$192,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.06%
|
54,213
|
$184,000 | — | 30 Sep 2015 | |
| G2 Investment Partners Management LLC |
13F
|
Company |
0.06%
|
51,604
|
$175,000 | — | 30 Sep 2015 | |
| PDT Partners, LLC |
13F
|
Company |
0.05%
|
46,823
|
$159,000 | — | 30 Sep 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.05%
|
43,634
|
$148,000 | — | 30 Sep 2015 | |
| MENTA CAPITAL LLC |
13F
|
Company |
0.05%
|
41,178
|
$140,000 | — | 30 Sep 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.04%
|
40,094
|
$136,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
35,513
|
$120,000 | — | 30 Sep 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.03%
|
28,966
|
$98,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
20,602
|
$70,000 | — | 30 Sep 2015 | |
| Rotella Capital Management, Inc. |
13F
|
Company |
0.02%
|
19,924
|
$68,000 | — | 30 Sep 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.02%
|
19,768
|
$67,000 | — | 30 Sep 2015 | |
| FRANKLIN STREET ADVISORS INC /NC |
13F
|
Company |
0.02%
|
19,300
|
$65,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
12,806
|
$43,000 | — | 30 Sep 2015 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
0.01%
|
11,000
|
$37,000 | — | 30 Sep 2015 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.01%
|
10,688
|
$36,000 | — | 30 Sep 2015 | |
| BURNEY CO/ |
13F
|
Company |
0.01%
|
10,000
|
$34,000 | — | 30 Sep 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.01%
|
10,000
|
$34,000 | — | 30 Sep 2015 | |
| Walleye Trading LLC |
13F
|
Company |
0.01%
|
9,800
|
$33,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
7,918
|
$27,000 | — | 30 Sep 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
5,740
|
$19,000 | — | 30 Sep 2015 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0.01%
|
5,050
|
$17,000 | — | 30 Sep 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
2,041
|
$7,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0%
|
1,546
|
$5,000 | — | 30 Sep 2015 | |
| MAGEE THOMSON INVESTMENT PARTNERS LLC |
13F
|
Company |
0%
|
1,386
|
$5,000 | — | 30 Sep 2015 | |
| Nationwide Fund Advisors |
13F
|
Company |
0%
|
1,324
|
$4,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
1,145
|
$4,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
183
|
$1,000 | — | 30 Sep 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
176
|
$1,000 | — | 30 Sep 2015 |
Institutional Holders of CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) as of Q4 2015
As of 31 Dec 2015,
CODEXIS, INC. - Common Stock, par value $0.0001 per share (CDXS) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,854,689 shares.
The largest 10 holders included
Nantahala Capital Management, LLC, Opaleye Management Inc., FMR LLC, BlackRock Institutional Trust Company, N.A., BAILLIE GIFFORD & CO, VANGUARD GROUP INC, RENAISSANCE TECHNOLOGIES LLC, EAM Investors, LLC, Granite Investment Partners, LLC, and BRIDGEWAY CAPITAL MANAGEMENT INC.
This page lists
46
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
46
Q4 2015 holders
46
Holder diff
0
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.