How many institutions held CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 in Q4 2019?

4 institutional investors reported CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 for Q4 2019. Use the holders table for investor-level position and value details.

CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)

Q: What does CUSIP 14986C102 represent in this 13F holders report?

CUSIP 14986C102 is the security identifier for CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 used to aggregate holder disclosures.

CUSIP: 14986C102

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class: Equity / COMMON STOCK, PAR VALUE $0.001
Shares outstanding: 89,003,171
Total 13F shares: 421,664
Share change: -395,740
Total reported value: $484,000
Price per share: $1.15
Number of holders: 4
Value change: -$411,328
Number of sells: 6

Quarterly Holders Quick Answers

What is CUSIP 14986C102?
CUSIP 14986C102 identifies CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 in SEC institutional holdings data.

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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2020
Previous quarter: Q3 2019

Recent filing periods for CUSIP 14986C102:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
CITADEL ADVISORS LLC	13F	Company	0.68%	603,833	$364,000	—	30 Sep 2019	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.13%	115,620	$70,000	—	30 Sep 2019	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.06%	55,000	$33,000	—	30 Sep 2019	13F
Virtu Financial LLC	13F	Company	0.03%	27,520	$17,000	—	30 Sep 2019	13F
UBS Group AG	13F	Company	0.02%	13,931	$8,000	—	30 Sep 2019	13F
MORGAN STANLEY	13F	Company	0%	1,500	$1,000	—	30 Sep 2019	13F

Institutional Holders of CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) as of Q4 2019

As of 31 Dec 2019, CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT) was held by 4 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 421,664 shares. The largest 4 holders included CITADEL ADVISORS LLC, RENAISSANCE TECHNOLOGIES LLC, MORGAN STANLEY, and UBS Group AG. This page lists 4 institutional shareholders reporting positions in this security for the Q4 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

-2

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 Value $	Q4 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.