CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (CBAT)

CUSIP: 14986C102

Q4 2018 13F Holders as of 31 Dec 2018

Holder snapshot 6 signals
Share change
-642,466
SEC-reported price per share
$0.36
Number of holders
4
Value change
-$457,223
Number of buys
2
Number of sells
3
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
89,003,171

Security key

14986C102

Report period

Q4 2018

Institutions

4

Top holders

4

Ownership snapshot

Top reported holders of CBAT - CBAK Energy Technology, Inc. - COMMON STOCK, PAR VALUE $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Mirae Asset Global Invest...
Disclosed value leader
Mirae Asset Global Invest...
Comparable rows
5/5
Latest evidence
30 Sep 2018
13F Lead comparable stake: 0.77%

Quick read

Mirae Asset Global Investments Co., Ltd. leads the comparable SEC ownership view at 0.77%.

5 of 5 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Mirae Asset Global Investments Co., Ltd.'s linked filing trail.
Comparable ownership Top 5
Mirae Asset Global Investments Co... 0.77%
CITADEL ADVISORS LLC 0.03%
Virtu Financial LLC 0.01%
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01%
MORGAN STANLEY 0%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-5 of 5 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Mirae Asset Global Investments Co., Ltd.
13F
Company
13F
0.77%
$467,000
681,643 shares
30 Sep 2018
CITADEL ADVISORS LLC
13F
Company
13F
0.03%
$16,000
22,961 shares
30 Sep 2018
Virtu Financial LLC
13F
Company
13F
0.01%
$8,000
12,117 shares
30 Sep 2018
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
13F
0.01%
$8,000
11,715 shares
30 Sep 2018
MORGAN STANLEY
13F
Company
13F
0%
$1,000
1,500 shares
30 Sep 2018
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2018

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
4
Shares
87,470
Rows available
4
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders
5
Q4 2018 holders
4
Holder diff
-1
Investor Q3 2018 Shares Q4 2018 Shares Share Diff Share Chg % Q3 2018 value Q4 2018 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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