CATERPILLAR INC - Common Stock (CAT)

CUSIP: 149123101

Q3 2026 13F Holders as of 30 Sep 2026

Holder snapshot 7 signals
Share change
-106,866
Put/Call ratio
155%
SEC-reported price per share
$810.79
Number of holders
972
Value change
-$122,976,431
Number of buys
437
Open additional details 1 more signal available
Number of sells
448
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
465,543,494

Security key

149123101

Report period

Q3 2026

Institutions

972

Top holders

10

Ownership snapshot

Top reported holders of CAT - CATERPILLAR INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
VANGUARD CAPITAL MANAGEME...
Disclosed value leader
BlackRock, Inc.
Comparable rows
1/15
Latest evidence
30 Jun 2026
13F 13D/G Lead comparable stake: 7.5% 14 rows are not safely comparable across share classes. 13D/G row: VANGUARD CAPITAL MANAGEMENT LLC Showing 1-6 of 15 holder rows.

Quick read

VANGUARD CAPITAL MANAGEMENT LLC leads the comparable SEC ownership view at 7.5%.

1 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens VANGUARD CAPITAL MANAGEMENT LLC's linked filing trail.
Comparable ownership Top 1
VANGUARD CAPITAL MANAGEMENT LLC 7.5%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
VANGUARD CAPITAL MANAGEMENT LLC
13F 13D/G
Company · Vanguard Capital Management
7.5%
Reported 13D/G · 31 Mar 2026
$32,029,810,884
30,077,764 shares
— 30 Jun 2026
BlackRock, Inc.
13F
Company
13F
—
denominator unverified
$40,457,153,173
37,991,505 shares
— 30 Jun 2026
STATE STREET CORP
13F
Company
13F
—
denominator unverified
$36,624,377,308
34,392,316 shares
— 30 Jun 2026
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO
13F
Company
13F
—
denominator unverified
$15,450,957,830
14,509,304 shares
— 30 Jun 2026
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
Company
13F
—
denominator unverified
$12,806,747,236
12,026,244 shares
— 30 Jun 2026
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$11,916,757,022
11,175,493 shares
— 30 Jun 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2026

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
972
Shares
5,665,827
Rows available
972
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2026 vs Q2 2026 Across Filers

Q2 2026 holders
4,068
Q3 2026 holders
972
Holder diff
-3,096
Investor Q2 2026 Shares Q3 2026 Shares Share Diff Share Chg % Q2 2026 value Q3 2026 value Value change Value Chg %
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .