CATERPILLAR INC - COM (CAT)

Q3 2013 13F Holders as of 30 Sep 2013

Type / Class
Equity / COM
Total 13F shares
5,978,058
Share change
+263,913
Total reported value
$498,594,730
Put/Call ratio
77%
Price per share
$83.39
Number of holders
37
Value change
+$22,021,589
Number of buys
12
Number of sells
9

Institutional Holders of CATERPILLAR INC - COM (CAT) as of Q3 2013

As of 30 Sep 2013, CATERPILLAR INC - COM (CAT) was held by 37 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,978,058 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, BANK OF MONTREAL /CAN/, Retirement Systems of Alabama, Citadel Advisors LLC, LAZARD ASSET MANAGEMENT LLC, HARTFORD INVESTMENT MANAGEMENT CO, Zurcher Kantonalbank (Zurich Cantonalbank), Northwest & Ethical Investments L.P., HUNTINGTON NATIONAL BANK, and DIAM Co., Ltd.. This page lists 37 institutional shareholders reporting positions in this security for the Q3 2013 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.