CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX)

CUSIP: 14888U101

Q2 2014 13F Holders as of 30 Jun 2014

Type / Class
Equity / Common Stock
Shares outstanding
123,180,519
Total 13F shares
22,284,591
Share change
+11,829,879
Total reported value
$56,380,420
Put/Call ratio
1.3%
Price per share
$2.53
Number of holders
46
Value change
+$29,950,485
Number of buys
29
Number of sells
7

Security key

14888U101

Report period

Q2 2014

Institutions

46

Top holders

10

Ownership snapshot

Top shareholders of CPRX - CATALYST PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
FEDERATED HERMES, INC.
13D/G signal
Evidence rows
38
Latest as of
31 Mar 2014
13F Lead comparable stake: 2.7% Showing first 8 of 38 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
FEDERATED HERMES, INC.
13F
Company
13F
2.7%
$7,384,000
3,267,000 shares
31 Mar 2014
ORBIMED ADVISORS LLC
13F
Company
13F
1.5%
$4,283,000
1,895,000 shares
31 Mar 2014
VANGUARD GROUP INC
13F
Company
13F
1.3%
$3,695,000
1,634,860 shares
31 Mar 2014
Opaleye Management Inc.
13F
Company
13F
1.1%
$3,116,000
1,378,584 shares
31 Mar 2014
BAKER BROS. ADVISORS LP
13F
Company
13F
0.46%
$1,288,000
569,853 shares
31 Mar 2014
SOPHROSYNE CAPITAL LLC
13F
Company
13F
0.23%
$638,000
282,500 shares
31 Mar 2014
AQR CAPITAL MANAGEMENT LLC
13F
Company
13F
0.16%
$455,000
201,282 shares
31 Mar 2014
Ghost Tree Capital, LLC
13F
Company
13F
0.16%
$452,000
200,000 shares
31 Mar 2014
Show 30 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.14%
$392,000
173,788 shares
31 Mar 2014
TANAKA CAPITAL MANAGEMENT INC
13F
Company
13F
0.12%
$298,000
147,993 shares
31 Mar 2014
Bank of New York Mellon Corp
13F
Company
13F
0.1%
$279,000
123,237 shares
31 Mar 2014
Weiss Multi-Strategy Advisers LLC
13F
Company
13F
0.08%
$226,000
100,000 shares
31 Mar 2014
NORTHERN TRUST CORP
13F
Company
13F
0.06%
$174,000
76,786 shares
31 Mar 2014
DEUTSCHE BANK AG\
13F
Company
13F
0.04%
$113,000
50,000 shares
31 Mar 2014
STATE STREET CORP
13F
Company
13F
0.04%
$107,000
47,200 shares
31 Mar 2014
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
0.04%
$105,000
46,438 shares
31 Mar 2014
Cowen Prime Services LLC
13F
Company
13F
0.04%
$98,000
43,550 shares
31 Mar 2014
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
0.03%
$91,000
41,332 shares
31 Mar 2014
UBS AG
13F
Company
13F
0.03%
$74,000
32,551 shares
31 Mar 2014
Financial Architects, Inc
13F
Company
13F
0.02%
$68,000
30,000 shares
31 Mar 2014
Cetera Advisor Networks LLC
13F
Company
13F
0.02%
$54,000
24,000 shares
31 Mar 2014
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.02%
$44,000
19,518 shares
31 Mar 2014
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.01%
$40,000
17,600 shares
31 Mar 2014
GROUP ONE TRADING LLC
13F
Company
13F
0.01%
$29,000
12,676 shares
31 Mar 2014
Rotella Capital Management, Inc.
13F
Company
13F
0.01%
$28,000
12,300 shares
31 Mar 2014
Quantitative Investment Management, LLC
13F
Company
13F
0.01%
$25,000
11,500 shares
31 Mar 2014
Janney Montgomery Scott LLC
13F
Company
13F
0.01%
$22,600
10,000 shares
31 Mar 2014
Creative Planning
13F
Company
13F
0.01%
$19,000
8,231 shares
31 Mar 2014
CITADEL ADVISORS LLC
13F
Company
13F
0.01%
$17,000
7,599 shares
31 Mar 2014
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
0%
$12,000
5,500 shares
31 Mar 2014
MORGAN STANLEY
13F
Company
13F
0%
$7,000
3,161 shares
31 Mar 2014
Vantage Investment Advisors, LLC
13F
Company
13F
0%
$7,000
3,000 shares
31 Mar 2014
ROYAL BANK OF CANADA
13F
Company
13F
0%
$5,000
2,000 shares
31 Mar 2014
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
13F
0%
$4,520
2,000 shares
31 Mar 2014
BANK OF MONTREAL /CAN/
13F
Company
13F
0%
$3,000
1,500 shares
31 Mar 2014
MANUFACTURERS LIFE INSURANCE COMPANY, THE
13F
Company
13F
0%
$1,000
601 shares
31 Mar 2014
Tower Research Capital LLC (TRC)
13F
Company
13F
0%
$1,000
434 shares
31 Mar 2014
ALLIANCEBERNSTEIN L.P.
13F
Company
13F
0%
$1,000
364 shares
31 Mar 2014
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
46
Shares
22,284,591
Rows loaded
46
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q2 2014 vs Q1 2014 Across Filers

Q1 2014 holders
36
Q2 2014 holders
46
Holder diff
10
Investor Q1 2014 Shares Q2 2014 Shares Share Diff Share Chg % Q1 2014 value Q2 2014 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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