CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX)

CUSIP: 14888U101

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / Common Stock
Shares outstanding
123,180,519
Total 13F shares
10,454,712
Share change
+1,207,221
Total reported value
$23,627,120
Put/Call ratio
100%
Price per share
$2.26
Number of holders
36
Value change
+$2,788,485
Number of buys
21
Number of sells
8

Security key

14888U101

Report period

Q1 2014

Institutions

36

Top holders

10

Ownership snapshot

Top shareholders of CPRX - CATALYST PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
FEDERATED HERMES, INC.
13D/G signal
Evidence rows
31
Latest as of
31 Dec 2013
13F Lead comparable stake: 2.6% Showing first 8 of 31 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
FEDERATED HERMES, INC.
13F
Company
13F
2.6%
$6,347,000
3,254,960 shares
31 Dec 2013
ORBIMED ADVISORS LLC
13F
Company
13F
1.5%
$3,695,000
1,895,000 shares
31 Dec 2013
VANGUARD GROUP INC
13F
Company
13F
1.2%
$2,797,000
1,434,118 shares
31 Dec 2013
Opaleye Management Inc.
13F
Company
13F
1.1%
$2,640,105
1,353,900 shares
31 Dec 2013
Ghost Tree Capital, LLC
13F
Company
13F
0.14%
$341,000
175,000 shares
31 Dec 2013
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.13%
$322,000
165,418 shares
31 Dec 2013
ZACKS INVESTMENT MANAGEMENT
13F
Company
13F
0.13%
$303,000
155,424 shares
31 Dec 2013
AQR CAPITAL MANAGEMENT LLC
13F
Company
13F
0.12%
$292,000
149,682 shares
31 Dec 2013
Show 23 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
TANAKA CAPITAL MANAGEMENT INC
13F
Company
13F
0.12%
$251,000
147,993 shares
31 Dec 2013
Bank of New York Mellon Corp
13F
Company
13F
0.08%
$198,000
101,363 shares
31 Dec 2013
NORTHERN TRUST CORP
13F
Company
13F
0.05%
$129,000
66,043 shares
31 Dec 2013
STATE STREET CORP
13F
Company
13F
0.04%
$92,000
47,200 shares
31 Dec 2013
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
0.04%
$91,000
46,438 shares
31 Dec 2013
Jane Street Holding, LLC
13F
Company
13F
0.03%
$83,000
42,460 shares
31 Dec 2013
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
0.03%
$91,000
41,332 shares
31 Dec 2013
Cowen Prime Services LLC
13F
Company
13F
0.02%
$59,000
30,000 shares
31 Dec 2013
Financial Architects, Inc
13F
Company
13F
0.02%
$59,000
30,000 shares
31 Dec 2013
Cetera Advisor Networks LLC
13F
Company
13F
0.02%
$56,000
28,000 shares
31 Dec 2013
CITADEL ADVISORS LLC
13F
Company
13F
0.02%
$38,000
19,470 shares
31 Dec 2013
Tower Research Capital LLC (TRC)
13F
Company
13F
0.01%
$32,000
16,540 shares
31 Dec 2013
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.01%
$29,000
15,082 shares
31 Dec 2013
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.01%
$27,000
13,547 shares
31 Dec 2013
GROUP ONE TRADING LLC
13F
Company
13F
0.01%
$25,000
12,900 shares
31 Dec 2013
Janney Montgomery Scott LLC
13F
Company
13F
0.01%
$19,500
10,000 shares
31 Dec 2013
MORGAN STANLEY
13F
Company
13F
0.01%
$17,000
8,701 shares
31 Dec 2013
Creative Planning
13F
Company
13F
0.01%
$16,000
8,181 shares
31 Dec 2013
Vantage Investment Advisors, LLC
13F
Company
13F
0%
$6,000
3,000 shares
31 Dec 2013
ROYAL BANK OF CANADA
13F
Company
13F
0%
$4,000
2,000 shares
31 Dec 2013
BANK OF MONTREAL /CAN/
13F
Company
13F
0%
$3,000
1,500 shares
31 Dec 2013
CITIGROUP INC
13F
Company
13F
0%
$1,000
500 shares
31 Dec 2013
ALLIANCEBERNSTEIN L.P.
13F
Company
13F
0%
$1,000
364 shares
31 Dec 2013
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
36
Shares
10,454,712
Rows loaded
36
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
31
Q1 2014 holders
36
Holder diff
5
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 value Q1 2014 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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