Security key
05464T104
Axsome Therapeutics, Inc. - Common Stock (AXSM)
CUSIP: 05464T104
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 48,932,355
- Total 13F shares
- 22,285,098
- Share change
- +3,279,650
- Total reported value
- $2,303,381,131
- Put/Call ratio
- 52%
- Price per share
- $103.36
- Number of holders
- 168
- Value change
- +$375,930,983
- Number of buys
- 104
- Number of sells
- 58
Report period
Q4 2019
Institutions
168
Top holders
10
AXSM full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
Axsome Therapeutics, Inc. SEC filings
Axsome Therapeutics, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 05464T104
Recent filing periods:
Top shareholders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
3.7%
|
1,810,877
|
$36,652,000 | — | 30 Sep 2019 | |
| VHCP Management III, LLC |
13F
|
Company |
3.3%
|
1,611,329
|
$32,613,000 | — | 30 Sep 2019 | |
| ALETHEA CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.7%
|
1,302,346
|
$26,359,000 | — | 30 Sep 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.6%
|
1,259,255
|
$25,487,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
1.9%
|
949,305
|
$19,214,000 | — | 30 Sep 2019 | |
| VHCP Management II, LLC |
13F
|
Company |
1.8%
|
892,946
|
$18,073,000 | — | 30 Sep 2019 | |
| RTW INVESTMENTS, LP |
13F
|
Company |
1.7%
|
846,121
|
$17,125,000 | — | 30 Sep 2019 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
1.6%
|
772,286
|
$15,631,000 | — | 30 Sep 2019 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
1.6%
|
766,179
|
$15,507,000 | — | 30 Sep 2019 | |
| STATE STREET CORP |
13F
|
Company |
1.5%
|
729,682
|
$14,769,000 | — | 30 Sep 2019 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
1.4%
|
708,871
|
$14,348,000 | — | 30 Sep 2019 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
1.4%
|
675,000
|
$13,662,000 | — | 30 Sep 2019 | |
| RA CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
1.4%
|
664,385
|
$13,447,000 | — | 30 Sep 2019 | |
| ACUTA CAPITAL PARTNERS, LLC |
13F
|
Company |
1.1%
|
522,500
|
$10,575,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.83%
|
404,145
|
$8,180,000 | — | 30 Sep 2019 | |
| FARALLON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.82%
|
400,000
|
$8,096,000 | — | 30 Sep 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.81%
|
396,300
|
$8,021,000 | — | 30 Sep 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.7%
|
343,636
|
$6,955,000 | — | 30 Sep 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.68%
|
333,147
|
$6,743,000 | — | 30 Sep 2019 | |
| CWM, LLC |
13F
|
Company |
0.19%
|
91,417
|
$6,167,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.51%
|
248,144
|
$5,022,000 | — | 30 Sep 2019 | |
| FIL Ltd |
13F
|
Company |
0.43%
|
210,253
|
$4,256,000 | — | 30 Sep 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.34%
|
164,451
|
$3,329,000 | — | 30 Sep 2019 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
0.33%
|
160,000
|
$3,238,000 | — | 30 Sep 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.31%
|
152,511
|
$3,087,000 | — | 30 Sep 2019 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.26%
|
129,584
|
$2,623,000 | — | 30 Sep 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.25%
|
124,007
|
$2,510,000 | — | 30 Sep 2019 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.25%
|
122,500
|
$2,479,000 | — | 30 Sep 2019 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.25%
|
119,951
|
$2,428,000 | — | 30 Sep 2019 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.21%
|
104,700
|
$2,119,000 | — | 30 Sep 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.21%
|
103,559
|
$2,096,000 | — | 30 Sep 2019 | |
| ALKEON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.2%
|
100,000
|
$2,024,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.19%
|
92,242
|
$1,867,000 | — | 30 Sep 2019 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.19%
|
90,637
|
$1,834,000 | — | 30 Sep 2019 | |
| IRIDIAN ASSET MANAGEMENT LLC/CT |
13F
|
Company |
0.18%
|
87,501
|
$1,771,000 | — | 30 Sep 2019 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.15%
|
74,265
|
$1,503,000 | — | 30 Sep 2019 | |
| MOODY ALDRICH PARTNERS LLC |
13F
|
Company |
0.15%
|
73,085
|
$1,479,000 | — | 30 Sep 2019 | |
| Global IMC LLC |
13F
|
Company |
0.12%
|
58,622
|
$1,187,000 | — | 30 Sep 2019 | |
| PURA VIDA INVESTMENTS, LLC |
13F
|
Company |
0.12%
|
58,519
|
$1,184,000 | — | 30 Sep 2019 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
0.11%
|
53,879
|
$1,091,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.11%
|
53,907
|
$1,090,000 | — | 30 Sep 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.11%
|
51,828
|
$1,049,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
45,742
|
$926,000 | — | 30 Sep 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.09%
|
45,491
|
$921,000 | — | 30 Sep 2019 | |
| Swiss National Bank |
13F
|
Company |
0.09%
|
43,300
|
$876,000 | — | 30 Sep 2019 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.08%
|
39,214
|
$794,000 | — | 30 Sep 2019 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.07%
|
36,500
|
$739,000 | — | 30 Sep 2019 | |
| TD ASSET MANAGEMENT INC |
13F
|
Company |
0.07%
|
36,200
|
$733,000 | — | 30 Sep 2019 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.07%
|
32,900
|
$666,000 | — | 30 Sep 2019 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.06%
|
31,799
|
$644,000 | — | 30 Sep 2019 |
Institutional Holders of Axsome Therapeutics, Inc. - Common Stock (AXSM) as of Q4 2019
As of 31 Dec 2019,
Axsome Therapeutics, Inc. - Common Stock (AXSM) was held by
168 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
22,285,098 shares.
The largest 10 holders included
BlackRock Inc., PRICE T ROWE ASSOCIATES INC /MD/, VHCP Management III, LLC, VANGUARD GROUP INC, RTW INVESTMENTS, LP, ALETHEA CAPITAL MANAGEMENT, LLC, BAKER BROS. ADVISORS LP, VHCP Management II, LLC, IRIDIAN ASSET MANAGEMENT LLC/CT, and STATE STREET CORP.
This page lists
168
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
109
Q4 2019 holders
168
Holder diff
59
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.