Axsome Therapeutics, Inc. - Common Stock (AXSM)
CUSIP: 05464T104
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 48,932,355
- Total 13F shares
- 18,829,417
- Share change
- +554,781
- Total reported value
- $381,131,444
- Put/Call ratio
- 52%
- Price per share
- $20.24
- Number of holders
- 109
- Value change
- +$8,748,444
- Number of buys
- 64
- Number of sells
- 44
Quarterly Holders Quick Answers
What is CUSIP 05464T104?
CUSIP 05464T104 identifies AXSM - Axsome Therapeutics, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 05464T104:
Top shareholders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
3.5%
|
1,690,522
|
$43,531,000 | — | 30 Jun 2019 | |
| VHCP Management III, LLC |
13F
|
Company |
3.3%
|
1,611,329
|
$41,492,000 | — | 30 Jun 2019 | |
| RA CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
2.7%
|
1,340,828
|
$34,526,000 | — | 30 Jun 2019 | |
| ALETHEA CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.7%
|
1,302,346
|
$33,535,000 | — | 30 Jun 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.4%
|
1,152,285
|
$29,671,000 | — | 30 Jun 2019 | |
| VHCP Management II, LLC |
13F
|
Company |
1.8%
|
892,946
|
$22,993,000 | — | 30 Jun 2019 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
1.7%
|
850,000
|
$21,888,000 | — | 30 Jun 2019 | |
| RTW INVESTMENTS, LP |
13F
|
Company |
1.7%
|
844,289
|
$21,740,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
1.7%
|
807,509
|
$20,793,000 | — | 30 Jun 2019 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
1.6%
|
772,286
|
$19,886,000 | — | 30 Jun 2019 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
1.6%
|
770,870
|
$19,850,000 | — | 30 Jun 2019 | |
| STATE STREET CORP |
13F
|
Company |
1.3%
|
651,473
|
$16,775,000 | — | 30 Jun 2019 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
1.2%
|
609,800
|
$15,702,000 | — | 30 Jun 2019 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
1.2%
|
578,859
|
$14,906,000 | — | 30 Jun 2019 | |
| ACUTA CAPITAL PARTNERS, LLC |
13F
|
Company |
0.89%
|
437,500
|
$11,266,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.83%
|
404,519
|
$10,417,000 | — | 30 Jun 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.8%
|
389,516
|
$10,030,000 | — | 30 Jun 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.62%
|
304,637
|
$7,844,000 | — | 30 Jun 2019 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.51%
|
247,200
|
$6,365,000 | — | 30 Jun 2019 | |
| CWM, LLC |
13F
|
Company |
0.19%
|
91,417
|
$6,167,000 | — | 30 Jun 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.36%
|
177,108
|
$4,559,000 | — | 30 Jun 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.34%
|
164,396
|
$4,233,000 | — | 30 Jun 2019 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.3%
|
148,471
|
$3,823,000 | — | 30 Jun 2019 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.23%
|
114,700
|
$2,954,000 | — | 30 Jun 2019 | |
| ALKEON CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.2%
|
100,000
|
$2,575,000 | — | 30 Jun 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.2%
|
97,722
|
$2,517,000 | — | 30 Jun 2019 | |
| IRIDIAN ASSET MANAGEMENT LLC/CT |
13F
|
Company |
0.19%
|
94,601
|
$2,436,000 | — | 30 Jun 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.18%
|
90,263
|
$2,325,000 | — | 30 Jun 2019 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.15%
|
74,265
|
$1,912,000 | — | 30 Jun 2019 | |
| MOODY ALDRICH PARTNERS LLC |
13F
|
Company |
0.15%
|
71,575
|
$1,843,000 | — | 30 Jun 2019 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.14%
|
67,373
|
$1,735,000 | — | 30 Jun 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.13%
|
63,381
|
$1,632,000 | — | 30 Jun 2019 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.12%
|
60,278
|
$1,552,000 | — | 30 Jun 2019 | |
| Global IMC LLC |
13F
|
Company |
0.12%
|
59,400
|
$1,530,000 | — | 30 Jun 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.12%
|
56,697
|
$1,460,000 | — | 30 Jun 2019 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
0.11%
|
53,879
|
$1,387,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.1%
|
47,550
|
$1,225,000 | — | 30 Jun 2019 | |
| BARCLAYS PLC |
13F
|
Company |
0.09%
|
45,660
|
$1,176,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.09%
|
43,960
|
$1,132,000 | — | 30 Jun 2019 | |
| Swiss National Bank |
13F
|
Company |
0.09%
|
43,300
|
$1,115,000 | — | 30 Jun 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.08%
|
41,534
|
$1,070,000 | — | 30 Jun 2019 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.08%
|
37,706
|
$971,000 | — | 30 Jun 2019 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.08%
|
37,492
|
$965,000 | — | 30 Jun 2019 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.07%
|
34,756
|
$895,000 | — | 30 Jun 2019 | |
| Blueshift Asset Management, LLC |
13F
|
Company |
0.06%
|
31,544
|
$812,000 | — | 30 Jun 2019 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.06%
|
31,274
|
$805,000 | — | 30 Jun 2019 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.06%
|
29,400
|
$757,000 | — | 30 Jun 2019 | |
| BALDWIN WEALTH PARTNERS LLC/MA |
13F
|
Company |
0.06%
|
29,241
|
$753,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
28,623
|
$737,000 | — | 30 Jun 2019 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.06%
|
27,658
|
$712,000 | — | 30 Jun 2019 |
Institutional Holders of Axsome Therapeutics, Inc. - Common Stock (AXSM) as of Q3 2019
As of 30 Sep 2019,
Axsome Therapeutics, Inc. - Common Stock (AXSM) was held by
109 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
18,829,417 shares.
The largest 10 holders included
BlackRock Inc., VHCP Management III, LLC, ALETHEA CAPITAL MANAGEMENT, LLC, VANGUARD GROUP INC, Invesco Ltd., VHCP Management II, LLC, RTW INVESTMENTS, LP, BAKER BROS. ADVISORS LP, ALLIANCEBERNSTEIN L.P., and STATE STREET CORP.
This page lists
109
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
107
Q3 2019 holders
109
Holder diff
2
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.