What does CUSIP 05464T104 represent in this 13F holders report?

CUSIP 05464T104 is the security identifier for AXSM - Axsome Therapeutics, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held AXSM - Axsome Therapeutics, Inc. - Common Stock in Q4 2018?

35 institutional investors reported AXSM - Axsome Therapeutics, Inc. - Common Stock for Q4 2018. Use the holders table for investor-level position and value details.

Axsome Therapeutics, Inc. - Common Stock (AXSM)

CUSIP: 05464T104

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class: Equity / Common Stock
Shares outstanding: 48,932,355
Total 13F shares: 3,826,666
Share change: +310,793
Total reported value: $10,790,008
Put/Call ratio: 22%
Price per share: $2.82
Number of holders: 35
Value change: +$478,855
Number of buys: 16
Number of sells: 19

Quarterly Holders Quick Answers

What is CUSIP 05464T104?
CUSIP 05464T104 identifies AXSM - Axsome Therapeutics, Inc. - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2019
Previous quarter: Q3 2018

Recent filing periods for CUSIP 05464T104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
VANGUARD GROUP INC	13F	Company	1.2%	572,701	$1,976,000	—	30 Sep 2018	13F
ALETHEA CAPITAL MANAGEMENT, LLC	13F	Company	1.1%	547,443	$1,889,000	—	30 Sep 2018	13F
Sio Capital Management, LLC	13F	Company	0.85%	416,458	$1,437,000	—	30 Sep 2018	13F
FMR LLC	13F	Company	0.85%	416,252	$1,436,000	—	30 Sep 2018	13F
STIFEL FINANCIAL CORP	13F	Company	0.83%	404,145	$1,394,000	—	30 Sep 2018	13F
ROYCE & ASSOCIATES LP	13F	Company	0.68%	332,400	$1,147,000	—	30 Sep 2018	13F
Opus Point Partners Management, LLC	13F	Company	0.25%	120,150	$415,000	—	30 Sep 2018	13F
Endurant Capital Management LP	13F	Company	0.19%	95,185	$328,000	—	30 Sep 2018	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.19%	94,205	$325,000	—	30 Sep 2018	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.18%	88,000	$304,000	—	30 Sep 2018	13F
JACOBS LEVY EQUITY MANAGEMENT, INC	13F	Company	0.13%	63,365	$219,000	—	30 Sep 2018	13F
BlackRock Finance, Inc.	13F	Company	0.11%	55,912	$193,000	—	30 Sep 2018	13F
Mariner, LLC	13F	Company	0.08%	41,525	$143,000	—	30 Sep 2018	13F
JPMORGAN CHASE & CO	13F	Company	0.08%	40,698	$140,000	—	30 Sep 2018	13F
Worth Venture Partners, LLC	13F	Company	0.08%	40,000	$138,000	—	30 Sep 2018	13F
BALDWIN WEALTH PARTNERS LLC/MA	13F	Company	0.06%	30,551	$105,000	—	30 Sep 2018	13F
NORTHERN TRUST CORP	13F	Company	0.06%	30,453	$105,000	—	30 Sep 2018	13F
Walleye Trading LLC	13F	Company	0.06%	28,323	$98,000	—	30 Sep 2018	13F
SHANDA ASSET MANAGEMENT HOLDINGS Ltd	13F	Company	0.04%	19,958	$69,000	—	30 Sep 2018	13F
Walleye Capital LLC	13F	Company	0.04%	17,838	$62,000	—	30 Sep 2018	13F
FORBES J M & CO LLP	13F	Company	0.03%	15,066	$52,000	—	30 Sep 2018	13F
GROUP ONE TRADING LLC	13F	Company	0.03%	13,195	$46,000	—	30 Sep 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.02%	11,200	$39,000	—	30 Sep 2018	13F
Intellectus Partners, LLC	13F	Company	0.02%	10,400	$36,000	—	30 Sep 2018	13F
Sandy Spring Bank	13F	Company	0.02%	8,755	$30,000	—	30 Sep 2018	13F
MORGAN STANLEY	13F	Company	0.01%	7,010	$24,000	—	30 Sep 2018	13F
MEEDER ASSET MANAGEMENT INC	13F	Company	0.01%	4,034	$14,000	—	30 Sep 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.01%	3,236	$11,000	—	30 Sep 2018	13F
McAdam, LLC	13F	Company	0%	2,000	$7,000	—	30 Sep 2018	13F
SeaCrest Wealth Management, LLC	13F	Company	0%	2,000	$7,000	—	30 Sep 2018	13F
Westbourne Investment Advisors, Inc.	13F	Company	0%	1,000	$3,000	—	30 Sep 2018	13F
Iron Gate Global Advisors LLC	13F	Company	0%	250	$1,000	—	30 Sep 2018	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0%	3	$10	—	30 Sep 2018	13F

Institutional Holders of Axsome Therapeutics, Inc. - Common Stock (AXSM) as of Q4 2018

As of 31 Dec 2018, Axsome Therapeutics, Inc. - Common Stock (AXSM) was held by 35 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,826,666 shares. The largest 10 holders included Alethea Capital Management, LLC, STIFEL FINANCIAL CORP, Sio Capital Management, LLC, Vanguard Group Inc, ROYCE & ASSOCIATES LP, MILLENNIUM MANAGEMENT LLC, Point72 Asset Management, L.P., Endurant Capital Management LP, GEODE CAPITAL MANAGEMENT, LLC, and JACOBS LEVY EQUITY MANAGEMENT, INC. This page lists 35 institutional shareholders reporting positions in this security for the Q4 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

Q4 2018 holders

Holder diff

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 Value $	Q4 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.