Axsome Therapeutics, Inc. - Common Stock (AXSM)

CUSIP: 05464T104

Q1 2019 13F Holders as of 31 Mar 2019

Holder snapshot 7 signals
Share change
+10,868,724
Put/Call ratio
52%
SEC-reported price per share
$14.23
Number of holders
64
Value change
+$159,660,613
Number of buys
49
Open additional details 1 more signal available
Number of sells
18
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
51,632,132

Security key

05464T104

Report period

Q1 2019

Institutions

64

Top holders

10

Ownership snapshot

Top reported holders of AXSM - Axsome Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ALETHEA CAPITAL MANAGEMEN...
Disclosed value leader
ALETHEA CAPITAL MANAGEMEN...
Comparable rows
15/15
Latest evidence
31 Dec 2018
13F Lead comparable stake: 1.8% Showing 1-6 of 15 holder rows.

Quick read

ALETHEA CAPITAL MANAGEMENT, LLC leads the comparable SEC ownership view at 1.8%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ALETHEA CAPITAL MANAGEMENT, LLC's linked filing trail.
Comparable ownership Top 5
ALETHEA CAPITAL MANAGEMENT, LLC 1.8%
STIFEL FINANCIAL CORP 0.78%
Sio Capital Management, LLC 0.74%
VANGUARD GROUP INC 0.66%
ROYCE & ASSOCIATES LP 0.64%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ALETHEA CAPITAL MANAGEMENT, LLC
13F
Company
13F
1.8%
$2,562,000
908,429 shares
31 Dec 2018
STIFEL FINANCIAL CORP
13F
Company
13F
0.78%
$1,140,000
404,145 shares
31 Dec 2018
Sio Capital Management, LLC
13F
Company
13F
0.74%
$1,074,000
380,812 shares
31 Dec 2018
VANGUARD GROUP INC
13F
Company
13F
0.66%
$955,000
338,704 shares
31 Dec 2018
ROYCE & ASSOCIATES LP
13F
Company
13F
0.64%
$937,000
332,400 shares
31 Dec 2018
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
0.6%
$871,000
308,802 shares
31 Dec 2018
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
64
Shares
14,726,528
Rows available
64
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2019 vs Q1 2019 Across Filers

Q1 2019 holders
64
Q1 2019 holders
64
Holder diff
0
Investor Q1 2019 Shares Q1 2019 Shares Share Diff Share Chg % Q1 2019 value Q1 2019 value Value change Value Chg %
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