Security key
043635606
ASCENT SOLAR TECHNOLOGIES IN - COM NEW (ASTI)
CUSIP: 043635606
Q1 2023 13F Holders as of 31 Mar 2023
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 398,597
- Total 13F value
- $148,508
- Share change
- +24,518
- Put/Call ratio
- 67%
- SEC-reported price per share
- $0.37
- Number of holders
- 19
- Value change
- -$305,194
- Number of buys
- 11
- Number of sells
- 6
Open additional details 1 more signal available
Report period
Q1 2023
Institutions
19
Top holders
10
ASTI full security history
Ownership snapshot
Full 13F holder table
Ascent Solar Technologies, Inc. SEC filings
Ascent Solar Technologies, Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of ASTI - ASCENT SOLAR TECHNOLOGIES IN - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Crowdex Investment, LLC
Disclosed value leader
Crowdex Investment, LLC
Comparable rows
0/15
Latest evidence
14 Mar 2023
3/4/5
13F
Highest disclosed value: $4,713,286
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Crowdex Investment, LLC has the largest disclosed position value at $4.71M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Crowdex Investment, LLC's linked filing trail.
Disclosed position value
Top 5
Crowdex Investment, LLC
$4.71M
TubeSolar AG
$4.22M
Lucro Investments VCC - ESG Oppor...
$3.13M
Jeffrey Max
$3M
Merit Financial Group, LLC
$407.4K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Crowdex Investment, LLC |
3/4/5
10%+ Owner
|
—
denominator unverified
|
$4,713,286
5,545,042 shares
|
— | 01 Feb 2022 |
| TubeSolar AG |
3/4/5
10%+ Owner
|
—
denominator unverified
|
$4,215,088
4,958,927 shares
|
— | 31 May 2022 |
| Lucro Investments VCC - ESG Opportunities Fund |
3/4/5
10%+ Owner
|
—
denominator unverified
|
$3,127,367
3,679,255 shares
|
— | 14 Mar 2023 |
| Jeffrey Max |
3/4/5
Chief Executive Office
|
—
denominator unverified
|
$3,004,402
3,534,591 shares
|
— | 21 Sep 2022 |
| Merit Financial Group, LLC |
13F
Company
|
—
denominator unverified
|
$407,419
249,950 shares
|
— | 31 Dec 2022 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
denominator unverified
|
$80,000
49,608 shares
|
— | 31 Dec 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
19
Shares
398,597
Rows available
19
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2023 vs Q1 2023 Across Filers
Q1 2023 holders
19
Q1 2023 holders
19
Holder diff
0
| Investor | Q1 2023 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q1 2023 value | Q1 2023 value | Value change | Value Chg % |
|---|