ASCENT SOLAR TECHNOLOGIES IN - COM NEW (ASTI)

CUSIP: 043635606

Q4 2022 13F Holders as of 31 Dec 2022

Share change
+123,629
Put/Call ratio
185%
SEC-reported price per share
$1.63
Number of holders
14
Value change
+$200,527
Number of buys
12
Open additional details 1 more signal available
Number of sells
1

Security key

043635606

Report period

Q4 2022

Institutions

14

Top holders

10

Ownership snapshot

Top reported holders of ASTI - ASCENT SOLAR TECHNOLOGIES IN - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Crowdex Investment, LLC
Disclosed value leader
Crowdex Investment, LLC
Comparable rows
0/6
Latest evidence
30 Sep 2022
3/4/5 13F Highest disclosed value: $4,713,286 6 rows are not safely comparable across share classes.

Quick read

Crowdex Investment, LLC has the largest disclosed position value at $4.71M.

0 of 6 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Crowdex Investment, LLC's linked filing trail.
Disclosed position value Top 5
Crowdex Investment, LLC $4.71M
TubeSolar AG $4.22M
Jeffrey Max $3M
Merit Financial Group, LLC $1.14M
WELLS FARGO & COMPANY/MN $2K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 6 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Crowdex Investment, LLC
3/4/5
10%+ Owner
—
denominator unverified
$4,713,286
5,545,042 shares
— 01 Feb 2022
TubeSolar AG
3/4/5
10%+ Owner
—
denominator unverified
$4,215,088
4,958,927 shares
— 31 May 2022
Jeffrey Max
3/4/5
Chief Executive Office
—
denominator unverified
$3,004,402
3,534,591 shares
— 21 Sep 2022
Merit Financial Group, LLC
13F
Company
13F
—
denominator unverified
$1,137,000
249,950 shares
— 30 Sep 2022
WELLS FARGO & COMPANY/MN
13F
Company
13F
—
denominator unverified
$2,000
500 shares
— 30 Sep 2022
American Portfolios Advisors
13F
Company
13F
—
denominator unverified
$182
40 shares
— 30 Sep 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
14
Shares
374,079
Rows available
14
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders
3
Q4 2022 holders
14
Holder diff
11
Investor Q3 2022 Shares Q4 2022 Shares Share Diff Share Chg % Q3 2022 value Q4 2022 value Value change Value Chg %
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