What does CUSIP 032797300 represent in this 13F holders report?

CUSIP 032797300 is the security identifier for AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW used to aggregate holder disclosures.

How many institutions held AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in Q4 2018?

44 institutional investors reported AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW for Q4 2018. Use the holders table for investor-level position and value details.

ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL)

CUSIP: 032797300

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class: Equity / COM NEW
Total 13F shares: 6,715,415
Share change: -1,496,654
Total reported value: $10,473,190
Put/Call ratio: 889%
Price per share: $1.56
Number of holders: 44
Value change: -$2,650,363
Number of buys: 18
Number of sells: 15

Quarterly Holders Quick Answers

What is CUSIP 032797300?
CUSIP 032797300 identifies AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in SEC institutional holdings data.

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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2019
Previous quarter: Q3 2018

Recent filing periods for CUSIP 032797300:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Park West Asset Management LLC	13F	Company	— class O/S missing	3,442,165	$9,397,000	—	30 Sep 2018	13F
VANGUARD GROUP INC	13F	Company	— class O/S missing	1,657,139	$4,524,000	—	30 Sep 2018	13F
Knoll Capital Management, LLC	13F	Company	— class O/S missing	724,205	$1,868,000	—	30 Sep 2018	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	569,361	$1,554,000	—	30 Sep 2018	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	288,261	$786,000	—	30 Sep 2018	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	224,759	$613,000	—	30 Sep 2018	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	203,999	$557,000	—	30 Sep 2018	13F
GROUP ONE TRADING LLC	13F	Company	— class O/S missing	120,030	$328,000	—	30 Sep 2018	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	115,954	$317,000	—	30 Sep 2018	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	111,870	$305,000	—	30 Sep 2018	13F
SNS Financial Group, LLC	13F	Company	— class O/S missing	70,000	$191,000	—	30 Sep 2018	13F
BlueCrest Capital Management Ltd	13F	Company	— class O/S missing	69,985	$191,000	—	30 Sep 2018	13F
ELEMENT CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	67,059	$183,000	—	30 Sep 2018	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	65,364	$178,000	—	30 Sep 2018	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	55,928	$153,000	—	30 Sep 2018	13F
STATE STREET CORP	13F	Company	— class O/S missing	55,166	$151,000	—	30 Sep 2018	13F
EDMOND DE ROTHSCHILD HOLDING S.A.	13F	Company	— class O/S missing	50,000	$137,000	—	30 Sep 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	47,762	$131,000	—	30 Sep 2018	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	36,500	$100,000	—	30 Sep 2018	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	29,858	$82,000	—	30 Sep 2018	13F
Brightworth	13F	Company	— class O/S missing	28,625	$78,000	—	30 Sep 2018	13F
PHH Investments, Ltd.	13F	Company	— class O/S missing	20,833	$57,000	—	30 Sep 2018	13F
AllSquare Wealth Management LLC	13F	Company	— class O/S missing	16,330	$45,000	—	30 Sep 2018	13F
Jump Trading, LLC	13F	Company	— class O/S missing	15,697	$43,000	—	30 Sep 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	15,250	$42,000	—	30 Sep 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	14,820	$40,000	—	30 Sep 2018	13F
Geneos Wealth Management Inc.	13F	Company	— class O/S missing	14,000	$38,000	—	30 Sep 2018	13F
Tower Research Capital LLC (TRC)	13F	Company	— class O/S missing	13,367	$36,000	—	30 Sep 2018	13F
MORGAN STANLEY	13F	Company	— class O/S missing	11,102	$30,000	—	30 Sep 2018	13F
UBS Group AG	13F	Company	— class O/S missing	10,936	$30,000	—	30 Sep 2018	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	— class O/S missing	10,469	$29,000	—	30 Sep 2018	13F
Edge Wealth Management LLC	13F	Company	— class O/S missing	10,000	$27,000	—	30 Sep 2018	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	5,933	$16,000	—	30 Sep 2018	13F
SIMPLEX TRADING, LLC	13F	Company	— class O/S missing	4,549	$12,000	—	30 Sep 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	4,125	$11,000	—	30 Sep 2018	13F
ADVANTAGE INVESTMENT MANAGEMENT, LLC	13F	Company	— class O/S missing	3,000	$8,000	—	30 Sep 2018	13F
MEEDER ASSET MANAGEMENT INC	13F	Company	— class O/S missing	2,357	$6,000	—	30 Sep 2018	13F
Advisory Services Network, LLC	13F	Company	— class O/S missing	1,500	$4,000	—	30 Sep 2018	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	— class O/S missing	1,310	$3,576	—	30 Sep 2018	13F
Bedel Financial Consulting, Inc.	13F	Company	— class O/S missing	1,210	$3,000	—	30 Sep 2018	13F
CITIGROUP INC	13F	Company	— class O/S missing	994	$3,000	—	30 Sep 2018	13F
Cutler Group LLC / CA	13F	Company	— class O/S missing	763	$2,000	—	30 Sep 2018	13F
BDO Wealth Advisors, LLC	13F	Company	— class O/S missing	500	$1,000	—	30 Sep 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	434	$1,000	—	30 Sep 2018	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	400	$1,000	—	30 Sep 2018	13F
AdvisorNet Financial, Inc	13F	Company	— class O/S missing	200	$1,000	—	30 Sep 2018	13F
IMS Capital Management	13F	Company	— class O/S missing	200	$1,000	—	30 Sep 2018	13F

Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q4 2018

As of 31 Dec 2018, ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by 44 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,715,415 shares. The largest 10 holders included Park West Asset Management LLC, Knoll Capital Management, LP, Vanguard Group Inc, GEODE CAPITAL MANAGEMENT, LLC, BlackRock Inc., GROUP ONE TRADING, L.P., Hikari Power Ltd, SUSQUEHANNA INTERNATIONAL GROUP, LLP, NORTHERN TRUST CORP, and MILLENNIUM MANAGEMENT LLC. This page lists 44 institutional shareholders reporting positions in this security for the Q4 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

Q4 2018 holders

Holder diff

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 Value $	Q4 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.