Security key
032797300
- Type / Class
- Equity / COM NEW
- Total 13F shares
- 7,377,719
- Share change
- +652,233
- Total reported value
- $22,501,197
- Put/Call ratio
- 822%
- Price per share
- $3.05
- Number of holders
- 51
- Value change
- +$2,167,483
- Number of buys
- 24
- Number of sells
- 18
Report period
Q1 2019
Institutions
51
Top holders
10
AVXL full security history
Newer quarter: Q2 2019
Previous quarter: Q4 2018
ANAVEX LIFE SCIENCES CORP. SEC filings
ANAVEX LIFE SCIENCES CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 032797300
Recent filing periods:
Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Park West Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
3,495,615
|
$5,453,000 | — | 31 Dec 2018 | |
| Knoll Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
724,205
|
$1,130,000 | — | 31 Dec 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
640,454
|
$999,000 | — | 31 Dec 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
291,948
|
$455,000 | — | 31 Dec 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
224,482
|
$350,000 | — | 31 Dec 2018 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
—
class O/S missing
|
148,212
|
$231,000 | — | 31 Dec 2018 | |
| Hikari Power Ltd |
13F
|
Company |
—
class O/S missing
|
148,080
|
$231,000 | — | 31 Dec 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
124,937
|
$195,000 | — | 31 Dec 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
111,385
|
$174,000 | — | 31 Dec 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
100,780
|
$157,000 | — | 31 Dec 2018 | |
| SNS Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
70,000
|
$109,000 | — | 31 Dec 2018 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
60,341
|
$94,000 | — | 31 Dec 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
54,139
|
$84,000 | — | 31 Dec 2018 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
53,804
|
$84,000 | — | 31 Dec 2018 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
—
class O/S missing
|
50,000
|
$78,000 | — | 31 Dec 2018 | |
| PHH Investments, Ltd. |
13F
|
Company |
—
class O/S missing
|
43,560
|
$68,000 | — | 31 Dec 2018 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
36,500
|
$57,000 | — | 31 Dec 2018 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
—
class O/S missing
|
31,400
|
$49,000 | — | 31 Dec 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
30,033
|
$47,000 | — | 31 Dec 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
29,858
|
$47,000 | — | 31 Dec 2018 | |
| Brightworth |
13F
|
Company |
—
class O/S missing
|
28,625
|
$45,000 | — | 31 Dec 2018 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
26,728
|
$42,000 | — | 31 Dec 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
20,713
|
$32,000 | — | 31 Dec 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
18,109
|
$28,000 | — | 31 Dec 2018 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
18,109
|
$28,000 | — | 31 Dec 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
16,572
|
$26,000 | — | 31 Dec 2018 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
16,330
|
$25,000 | — | 31 Dec 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
15,250
|
$24,000 | — | 31 Dec 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
14,000
|
$21,000 | — | 31 Dec 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
13,302
|
$21,000 | — | 31 Dec 2018 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
10,469
|
$16,000 | — | 31 Dec 2018 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
10,000
|
$16,000 | — | 31 Dec 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
7,597
|
$12,000 | — | 31 Dec 2018 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
7,026
|
$10,000 | — | 31 Dec 2018 | |
| CWM, LLC |
13F
|
Company |
—
class O/S missing
|
6,000
|
$9,000 | — | 31 Dec 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
3,825
|
$6,000 | — | 31 Dec 2018 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
3,000
|
$5,000 | — | 31 Dec 2018 | |
| MEEDER ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
2,600
|
$4,000 | — | 31 Dec 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$3,000 | — | 31 Dec 2018 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
1,404
|
$2,190 | — | 31 Dec 2018 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
1,500
|
$2,000 | — | 31 Dec 2018 | |
| Bedel Financial Consulting, Inc. |
13F
|
Company |
—
class O/S missing
|
1,210
|
$2,000 | — | 31 Dec 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
994
|
$2,000 | — | 31 Dec 2018 | |
| Cutler Group LLC / CA |
13F
|
Company |
—
class O/S missing
|
763
|
$1,000 | — | 31 Dec 2018 | |
| Larson Financial Group LLC |
13F
|
Company |
—
class O/S missing
|
550
|
$1,000 | — | 31 Dec 2018 | |
| Ameritas Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
480
|
$1,000 | — | 31 Dec 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
400
|
$1,000 | — | 31 Dec 2018 |
Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q1 2019
As of 31 Mar 2019,
ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,377,719 shares.
The largest 10 holders included
Park West Asset Management LLC, VANGUARD GROUP INC, Knoll Capital Management, LP, SUSQUEHANNA INTERNATIONAL GROUP, LLP, GEODE CAPITAL MANAGEMENT, LLC, BlackRock Inc., Hikari Power Ltd, BARCLAYS PLC, B. Riley Financial, Inc., and NORTHERN TRUST CORP.
This page lists
51
institutional shareholders reporting positions in this security
for the Q1 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2019 vs Q4 2018 Across Filers
Q4 2018 holders
44
Q1 2019 holders
51
Holder diff
7
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 Value $ | Q1 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.