- Type / Class
- Equity / COM NEW
- Total 13F shares
- 8,213,369
- Share change
- -876,131
- Total reported value
- $22,311,576
- Put/Call ratio
- 476%
- Price per share
- $2.73
- Number of holders
- 44
- Value change
- -$2,312,830
- Number of buys
- 14
- Number of sells
- 28
Quarterly Holders Quick Answers
What is CUSIP 032797300?
CUSIP 032797300 identifies AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 032797300:
Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Park West Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
2,942,165
|
$7,708,000 | — | 30 Jun 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,692,139
|
$4,433,000 | — | 30 Jun 2018 | |
| Knoll Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
724,205
|
$1,897,000 | — | 30 Jun 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
667,706
|
$1,749,000 | — | 30 Jun 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
318,271
|
$833,000 | — | 30 Jun 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
281,105
|
$736,000 | — | 30 Jun 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
219,770
|
$576,000 | — | 30 Jun 2018 | |
| ELEMENT CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
200,970
|
$527,000 | — | 30 Jun 2018 | |
| Paloma Partners Management Co |
13F
|
Company |
—
class O/S missing
|
191,571
|
$502,000 | — | 30 Jun 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
176,660
|
$463,000 | — | 30 Jun 2018 | |
| BlueCrest Capital Management Ltd |
13F
|
Company |
—
class O/S missing
|
170,702
|
$447,000 | — | 30 Jun 2018 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
—
class O/S missing
|
138,002
|
$362,000 | — | 30 Jun 2018 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
121,705
|
$319,000 | — | 30 Jun 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
111,870
|
$293,000 | — | 30 Jun 2018 | |
| Granite Point Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
100,000
|
$262,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
95,440
|
$251,000 | — | 30 Jun 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
94,033
|
$247,000 | — | 30 Jun 2018 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
72,223
|
$189,000 | — | 30 Jun 2018 | |
| SNS Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
70,000
|
$183,000 | — | 30 Jun 2018 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
59,805
|
$157,000 | — | 30 Jun 2018 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
57,030
|
$149,000 | — | 30 Jun 2018 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
55,657
|
$146,000 | — | 30 Jun 2018 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
51,224
|
$134,000 | — | 30 Jun 2018 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
—
class O/S missing
|
50,000
|
$131,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
49,342
|
$129,000 | — | 30 Jun 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
43,928
|
$115,000 | — | 30 Jun 2018 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
40,171
|
$105,000 | — | 30 Jun 2018 | |
| PHH Investments, Ltd. |
13F
|
Company |
—
class O/S missing
|
39,900
|
$105,000 | — | 30 Jun 2018 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
37,355
|
$98,000 | — | 30 Jun 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
29,858
|
$78,000 | — | 30 Jun 2018 | |
| Brightworth |
13F
|
Company |
—
class O/S missing
|
28,625
|
$75,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
27,160
|
$71,000 | — | 30 Jun 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
16,553
|
$43,000 | — | 30 Jun 2018 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
16,330
|
$43,000 | — | 30 Jun 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
12,894
|
$34,000 | — | 30 Jun 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
12,820
|
$34,000 | — | 30 Jun 2018 | |
| Marshall Wace North America L.P. |
13F
|
Company |
—
class O/S missing
|
12,050
|
$32,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
10,365
|
$28,000 | — | 30 Jun 2018 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
10,382
|
$27,000 | — | 30 Jun 2018 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
10,000
|
$26,000 | — | 30 Jun 2018 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
6,642
|
$17,000 | — | 30 Jun 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
5,933
|
$15,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
5,025
|
$14,000 | — | 30 Jun 2018 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
3,000
|
$8,000 | — | 30 Jun 2018 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
1,500
|
$4,000 | — | 30 Jun 2018 | |
| Strategic Wealth Partners, Ltd. |
13F
|
Company |
—
class O/S missing
|
1,500
|
$4,000 | — | 30 Jun 2018 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
1,310
|
$3,432 | — | 30 Jun 2018 | |
| Bedel Financial Consulting, Inc. |
13F
|
Company |
—
class O/S missing
|
1,210
|
$3,000 | — | 30 Jun 2018 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
1,000
|
$3,000 | — | 30 Jun 2018 | |
| MEEDER ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
851
|
$2,230 | — | 30 Jun 2018 |
Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q3 2018
As of 30 Sep 2018,
ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,213,369 shares.
The largest 10 holders included
Park West Asset Management LLC, Vanguard Group Inc, Knoll Capital Management, LP, MILLENNIUM MANAGEMENT LLC, GEODE CAPITAL MANAGEMENT, LLC, BlackRock Inc., SUSQUEHANNA INTERNATIONAL GROUP, LLP, GROUP ONE TRADING, L.P., GOLDMAN SACHS GROUP INC, and NORTHERN TRUST CORP.
This page lists
44
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
52
Q3 2018 holders
44
Holder diff
-8
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.