- Type / Class
- Equity / COM NEW
- Total 13F shares
- 7,507,035
- Share change
- +2,891,537
- Total reported value
- $29,724,887
- Put/Call ratio
- 4209%
- Price per share
- $3.96
- Number of holders
- 58
- Value change
- +$11,510,670
- Number of buys
- 30
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 032797300?
CUSIP 032797300 identifies AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 032797300:
Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,199,161
|
$4,353,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
—
class O/S missing
|
886,059
|
$3,216,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
361,088
|
$1,310,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
307,349
|
$1,114,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
—
class O/S missing
|
284,540
|
$1,033,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
229,965
|
$834,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
126,696
|
$460,000 | — | 30 Sep 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
123,142
|
$447,000 | — | 30 Sep 2016 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
119,534
|
$434,000 | — | 30 Sep 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
118,171
|
$429,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
117,034
|
$425,000 | — | 30 Sep 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
69,164
|
$251,000 | — | 30 Sep 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
65,937
|
$239,000 | — | 30 Sep 2016 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
51,346
|
$186,000 | — | 30 Sep 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
51,200
|
$186,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
38,100
|
$138,000 | — | 30 Sep 2016 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
35,476
|
$129,000 | — | 30 Sep 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
—
class O/S missing
|
33,500
|
$122,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
30,393
|
$111,000 | — | 30 Sep 2016 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
29,785
|
$108,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
26,336
|
$95,000 | — | 30 Sep 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
25,400
|
$92,000 | — | 30 Sep 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
21,277
|
$77,000 | — | 30 Sep 2016 | |
| TUDOR INVESTMENT CORP ET AL |
13F
|
Company |
—
class O/S missing
|
20,600
|
$75,000 | — | 30 Sep 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
20,100
|
$73,000 | — | 30 Sep 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
20,033
|
$73,000 | — | 30 Sep 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
18,823
|
$68,327 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
17,927
|
$65,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
15,355
|
$56,000 | — | 30 Sep 2016 | |
| DELTEC ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
15,000
|
$54,000 | — | 30 Sep 2016 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
14,653
|
$53,000 | — | 30 Sep 2016 | |
| Acrospire Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
14,125
|
$51,000 | — | 30 Sep 2016 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
11,200
|
$41,000 | — | 30 Sep 2016 | |
| STRS OHIO |
13F
|
Company |
—
class O/S missing
|
10,500
|
$38,000 | — | 30 Sep 2016 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
10,400
|
$37,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
9,468
|
$34,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
6,841
|
$25,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
5,372
|
$19,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
3,825
|
$14,000 | — | 30 Sep 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
—
class O/S missing
|
3,817
|
$13,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
2,679
|
$10,000 | — | 30 Sep 2016 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
2,601
|
$9,000 | — | 30 Sep 2016 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
2,219
|
$8,055 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
2,280
|
$8,000 | — | 30 Sep 2016 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
1,344
|
$5,000 | — | 30 Sep 2016 | |
| AlphaMark Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
700
|
$3,000 | — | 30 Sep 2016 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
500
|
$2,000 | — | 30 Sep 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
454
|
$2,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
400
|
$1,000 | — | 30 Sep 2016 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
304
|
$1,000 | — | 30 Sep 2016 |
Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q4 2016
As of 31 Dec 2016,
ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by
58 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,507,035 shares.
The largest 10 holders included
Park West Asset Management LLC, VANGUARD GROUP INC, BlackRock Fund Advisors, Knoll Capital Management, LP, STATE STREET CORP, NORTHERN TRUST CORP, SUSQUEHANNA INTERNATIONAL GROUP, LLP, BlackRock Institutional Trust Company, N.A., GEODE CAPITAL MANAGEMENT, LLC, and TIAA CREF INVESTMENT MANAGEMENT LLC.
This page lists
58
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
51
Q4 2016 holders
58
Holder diff
7
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.