- Type / Class
- Equity / COM NEW
- Total 13F shares
- 9,371,190
- Share change
- +3,358,752
- Total reported value
- $53,788,000
- Put/Call ratio
- 1347%
- Price per share
- $5.74
- Number of holders
- 53
- Value change
- +$19,419,492
- Number of buys
- 27
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 032797300?
CUSIP 032797300 identifies AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 032797300:
Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Park West Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
1,500,000
|
$5,940,000 | — | 31 Dec 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,314,104
|
$5,204,000 | — | 31 Dec 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
—
class O/S missing
|
1,057,856
|
$4,189,000 | — | 31 Dec 2016 | |
| Knoll Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
724,205
|
$2,868,000 | — | 31 Dec 2016 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
391,065
|
$1,549,000 | — | 31 Dec 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
350,843
|
$1,390,000 | — | 31 Dec 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
330,469
|
$1,309,000 | — | 31 Dec 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
—
class O/S missing
|
284,540
|
$1,127,000 | — | 31 Dec 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
237,040
|
$938,000 | — | 31 Dec 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
169,435
|
$671,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
134,646
|
$532,000 | — | 31 Dec 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
126,696
|
$502,000 | — | 31 Dec 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
106,037
|
$420,000 | — | 31 Dec 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
67,164
|
$266,000 | — | 31 Dec 2016 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
51,346
|
$203,000 | — | 31 Dec 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
51,200
|
$203,000 | — | 31 Dec 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
49,003
|
$194,000 | — | 31 Dec 2016 | |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
38,099
|
$151,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
36,038
|
$143,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
35,420
|
$140,000 | — | 31 Dec 2016 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
33,708
|
$133,000 | — | 31 Dec 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
—
class O/S missing
|
33,500
|
$133,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
32,859
|
$130,000 | — | 31 Dec 2016 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
29,785
|
$118,000 | — | 31 Dec 2016 | |
| Acrospire Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
28,183
|
$112,000 | — | 31 Dec 2016 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
—
class O/S missing
|
25,486
|
$102,000 | — | 31 Dec 2016 | |
| Veritable, L.P. |
13F
|
Company |
—
class O/S missing
|
25,000
|
$99,000 | — | 31 Dec 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
23,148
|
$91,000 | — | 31 Dec 2016 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
—
class O/S missing
|
22,912
|
$91,000 | — | 31 Dec 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
21,277
|
$84,000 | — | 31 Dec 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
20,526
|
$81,000 | — | 31 Dec 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
18,774
|
$74,000 | — | 31 Dec 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
18,371
|
$72,000 | — | 31 Dec 2016 | |
| DELTEC ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
15,000
|
$59,000 | — | 31 Dec 2016 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
14,653
|
$58,000 | — | 31 Dec 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
12,164
|
$48,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
11,644
|
$46,000 | — | 31 Dec 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
10,384
|
$41,000 | — | 31 Dec 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
—
class O/S missing
|
9,750
|
$38,000 | — | 31 Dec 2016 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
8,271
|
$32,000 | — | 31 Dec 2016 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
6,260
|
$25,000 | — | 31 Dec 2016 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
5,948
|
$24,000 | — | 31 Dec 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
5,049
|
$20,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
3,825
|
$15,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,630
|
$11,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
2,480
|
$10,000 | — | 31 Dec 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
2,000
|
$8,000 | — | 31 Dec 2016 | |
| QUADRANT CAPITAL GROUP LLC |
13F
|
Company |
—
class O/S missing
|
1,705
|
$6,000 | — | 31 Dec 2016 | |
| MEEDER ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
1,490
|
$6,000 | — | 31 Dec 2016 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
1,344
|
$5,000 | — | 31 Dec 2016 |
Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q1 2017
As of 31 Mar 2017,
ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by
53 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,371,190 shares.
The largest 10 holders included
Park West Asset Management LLC, BlackRock Inc., VANGUARD GROUP INC, Knoll Capital Management, LP, STATE STREET CORP, NORTHERN TRUST CORP, GEODE CAPITAL MANAGEMENT, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, TIAA CREF INVESTMENT MANAGEMENT LLC, and Bank of New York Mellon Corp.
This page lists
53
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
58
Q1 2017 holders
53
Holder diff
-5
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.